CHINA SECURITIES REGULATORY COMMISSION

    Enforcement

    CSRC Proposes to Double Maximum Reward for Whistleblowers

    By Editors | 01/12/2022

    The CSRC also proposes to enable whistleblower reports to be submitted through its 12386 service platform.

    Securities / Derivatives

    SOEs Undermine Credibility of China Green Finance Market

    By Christina Ng | 01/12/2022

    The IEEFA’s Christina Ng says China’s state-owned enterprises continue to allocate up to half of their green bond proceeds to non-green projects.

    Securities / Derivatives

    CSRC Grants Mutual Fund Licence to Neuberger Berman

    By Editors | 28/11/2022

    Neuberger Berman was granted approval to set up a wholly-owned mutual fund business in China in September 2021, but has since been waiting for an operating licence.

    Capital / Liquidity

    PBOC Cuts RRR for Banks, Lenders Offer Credit to Developers

    By Mark Johnston | 28/11/2022

    The latest measures are being somewhat overshadowed by a new round of Covid-related lockdowns and protests in several Chinese cities.

    China Establishes Five New Reform Zones for Tech Innovation

    By Editors | 26/11/2022

    Directive calls on banks, insurers and PE firms to provide services and investment to innovative companies in Shanghai, Nanjing, Hangzhou, Hefei and Jiaxing.

    Market Infrastructure

    CSRC Issues Technology Standards for Securities, Futures Firms

    By Editors | 26/11/2022

    Seven new standards include guidance to help firms improve information security, protect key data including client information, and ensure the continuity of their IT services.

    Market Infrastructure

    CSRC Drafts Rules to Strengthen Exchange Bond Market

    By Editors | 22/11/2022

    The draft rules strengthen obligations for bond intermediaries to improve their due diligence practices and serve as gatekeepers.

    Securities / Derivatives

    Manulife Granted Approval to Fully Own China Mutual Fund Business

    By Editors | 22/11/2022

    Manulife is the first foreign firm to receive approval to convert an existing joint venture into a wholly-owned fund management company.

    Securities / Derivatives

    CBIRC Issues Rules for Banks Participating in Private Pension Business

    By Editors | 22/11/2022

    Banks with a net tier-1 capital of more than CNY 100 billion and that meet prudential regulatory requirements  can start personal pension business.

    Securities / Derivatives

    China Launches New Platform for Personal Pension Investors

    By Editors | 15/11/2022

    The platform allows users to open accounts, view product information, and communicate with FIs offering pension and wealth management products.

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