CHINA SECURITIES REGULATORY COMMISSION

    Market Infrastructure

    MAS Issues Guidance for Feeder ETFs Participating in Shenzhen Link

    By Editors | 04/10/2022

    Through the SZSE-SGX ETF Link, a Singapore-constituted feeder ETF can invest up to 100 percent of its NAV into an SZSE-listed master ETF.

    ESG / Sustainability

    China Designates 18 ‘Gatekeepers’ for Green Bond Market

    By Darien Choong | 02/10/2022

    The 18 firms, which include PwC, EY and Morningstar’s China units, will be responsible for evaluating and certifying green bonds and help to prevent greenwashing.

    Enforcement

    China to Strengthen Cross-Agency Collaboration on Capital Market Crime

    By Editors | 24/09/2022

    Regulatory, law enforcement and prosecutorial agencies will cooperate to “treat both the symptoms and the root causes” that contribute to capital market crime.

    Securities / Derivatives

    CSRC Approves Six New Tech-Focused ETFs in Just Two Days

    By Editors | 23/09/2022

    The rapid approvals are said to be part of China’s efforts to quickly attain self-sufficiency in strategic high-tech sectors.

    Securities / Derivatives

    Chinese Officials in Hong Kong to Assist With PCAOB Inspections

    By Editors | 23/09/2022

    PCAOB inspectors have been in Hong Kong this week to commence audit inspections of US-listed Chinese companies at PwC and KPMG’s offices.

    Market Infrastructure

    HKMA Signals Coming Enhancements to Wealth Connect Scheme

    By Editors | 22/09/2022

    Enhancements could include measures to improve sales arrangements, expand the product scope, and allow more financial institutions to participate.

    Securities / Derivatives

    Shanghai, Shenzhen Launch New ETF Options Contracts

    By Editors | 21/09/2022

    Officials said the new contracts will help improve China’s capital market system and its ability to serve the real economy.

    Securities / Derivatives

    CSRC Issues Draft Rules on Futures Exchange Regulation

    By Editors | 19/09/2022

    The draft rules adopt changes to align with China’s new Futures and Derivatives Law in relation to governance and risk management, among other areas.

    Securities / Derivatives

    CSRC Approves First Batch of Shanghai STAR Market Makers

    By Editors | 18/09/2022

    The first batch of market makers includes Huatai Securities, Guosen Securities, Orient Securities and China Securities.

    Securities / Derivatives

    CSRC Green Lights Launch of New ETF Options in China

    By Editors | 07/09/2022

    ChiNext Board ETF options will list in Shenzhen, while CSI 500 ETF options will list in both Shanghai and Shenzhen.

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