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Securities / Derivatives
China Cracks Down on Listed Company Business with Finance Companies
By Darien Choong | 04/06/2022
The CSRC and CBIRC are jointly cracking down on related-party and affiliated transactions involving listed companies and finance companies.
Securities / Derivatives
CSRC to Strengthen Integrity of Securities Issuance Practices
By Editors | 02/06/2022
The guidelines aim to improve systems and mechanisms used by intermediaries to prevent dishonest practices and corruption in securities issuance activities.
Securities / Derivatives
China Set to Launch Residential REITs to Boost Property Market
By Darien Choong | 02/06/2022
New rules were issued to facilitate the issuance of affordable rental housing REITs, and to enable already-listed infrastructure REITs to acquire more assets.
Securities / Derivatives
CSRC Raises Scrutiny of Investment Banks, IPO Sponsors
By Darien Choong | 31/05/2022
New guidelines clarify the due diligence obligations of sponsors. The CSRC has also set out five situations that would trigger on-site inspections of internal controls.
Market Infrastructure
China Opens Exchange Bond Markets to Foreign Investors
By Manesh Samtani | 31/05/2022
Foreign institutional investors in the interbank bond market are allowed to also invest in the Shanghai and Shenzhen exchange bond markets.
Market Infrastructure
CSRC, SFC Outline Plans to Include ETFs in Stock Connect
By Manesh Samtani | 30/05/2022
Preparation for formal implementation will take about two months. ETF eligibility criteria have been published by HKEX, SSE and SZSE for consultation.
Securities / Derivatives
‘Significant Issues’ Remain on US-China Audit Deal
By Editors | 26/05/2022
The SEC’s YJ Fischer confirmed that progress has been made in talks with Chinese regulators, but warned that time was “quickly running out”.
Securities / Derivatives
CSRC Revises Rules for Managers of Publicly Offered Funds
By Editors | 24/05/2022
The rules increase emphasis on ethical conduct and governance, loosen licensing restrictions, and allow public fund managers to outsource operations.
Market Infrastructure
CSRC to Fully Implement DvP Settlement in Securities
By Editors | 24/05/2022
The rules taking effect on 20 June will enable DvP settlement for institutional investors and reduce the reserves settlement participants have to hold.
Securities / Derivatives
CSRC Unveils Capital Market Measures to Accelerate Recovery
By Darien Choong | 24/05/2022
The measures include support for IPO applicants, listing fee waivers, and regulatory support for securities firms.
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