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Securities / Derivatives
Speculation of Deal on Chinese Audits ‘Premature’, says PCAOB
By Editors | 27/03/2022
The PCAOB said it is unclear whether full access to relevant audit documentation will be granted, and that any agreement would only be a “first step”.
Fintech / Regtech
Guangzhou to Pilot Regulatory Sandbox for Capital Markets
By Editors | 26/03/2022
Applications from capital markets firms looking to participate in the fintech regulatory sandbox are being accepted until 15 April 2022.
Securities / Derivatives
Chinese Firms Asked to Prepare Audit Documents for US Regulators
By Editors | 23/03/2022
US-listed companies including Baidu, JD.com and Alibaba have reportedly been asked by Chinese regulators to prepare audit documents for US regulators.
Securities / Derivatives
CSRC to Expand Pilot Scheme on Infrastructure REITs
By Darien Choong | 22/03/2022
The CSRC plans to allow publicly offered REITs to acquire affordable rental housing projects, saying this will help to increase the supply of housing.
Securities / Derivatives
Chinese Policymakers Pledge Measures to Reassure Markets
By Darien Choong | 19/03/2022
Vice-Premier Liu He said that the FSDC will propose “strong and effective responsive initiatives” to manage any risks which may endanger the financial system.
Securities / Derivatives
China to Concede to US Regulators on Audit Supervision Issue
By Mark Johnston | 17/03/2022
Chinese regulators plan to allow some companies to provide some audit information to the PCAOB, and provide additional clarity on what information can and cannot be disclosed overseas.
Enforcement
CSRC Issues Draft Rules to Enhance Civil Compensation System
By Darien Choong | 16/03/2022
The rules will enable aggrieved investors to claim compensation from amounts already paid by securities violators in fines and confiscations.
Securities / Derivatives
LME Set to Reopen Following Nickel Short Squeeze Incident
By Darien Choong | 16/03/2022
Chinese nickel producer Tsingshan Holding Group has secured a liquidity facility to help it meet its margin and settlement obligations on the LME.
Securities / Derivatives
US Bill Targets Private Securities Offerings by Chinese Firms
By Nick Morgan | 14/03/2022
Private US securities offerings by China-based companies could become subject to the same scrutiny as publicly traded securities, says Nick Morgan.
Securities / Derivatives
Mainland Investment Banks Barred from Sponsoring HK SPACs
By Editors | 14/03/2022
Mainland investment banks cannot act as SPAC promoters in Hong Kong, but commercial bank-affiliated institutions can.
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