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Market Infrastructure
China to Expand Shanghai-London Stock Connect
By Editors | 21/12/2021
Under the proposed rules, the Stock Connect scheme will be expanded to allow participation from companies listed in Shenzhen, Switzerland and Germany.
Securities / Derivatives
PBOC, SAFE Issues New Rules for Panda Bond Issuance
By Darien Choong | 17/12/2021
The rules do not impose restrictions on funds retained in China or transferred overseas, though they encourage the domestic use of RMB funds raised.
AML / KYC
CSRC to Enhance Account Management in Securities Industry
By Darien Choong | 13/12/2021
A pilot project has been initiated with 10 securities firms to optimise their account management functions and ensure the safety of customer funds.
Securities / Derivatives
China to Restrict Use of VIE Structures for Foreign IPOs
By Manesh Samtani | 10/12/2021
The blacklist is expected to target new companies in sensitive sectors that use VIE structures to run their China businesses.
Enforcement
China: Top Banking and Securities Officials Accused of Corruption
By Darien Choong | 09/12/2021
A new wave of anti-corruption probes has brought down senior officials and executives from the SSE, CSRC, CBIRC, ICBC and Everbright Bank.
Securities / Derivatives
CSRC to Streamline Regulatory System for Listed Companies
By Darien Choong | 08/12/2021
Rules and regulations from the CSRC, SSE and SZSE will be merged and integrated into 182 regulations, a reduction of 60 percent.
Enforcement
CSRC Issues New Rules for Settling Capital Market Violations
By Sanday Chongo Kabange | 08/12/2021
The new rules will enable parties suspected of engaging in illegal acts to pay administrative settlements rather than wait for investigations to be concluded.
Securities / Derivatives
China Limits Scope of Allowed Derivatives Activities at Banks
By Editors | 07/12/2021
Domestic financial institutions can only enter into cross-border OTC derivatives transactions if they are used for hedging purposes.
Market Infrastructure
Chinese Regulators Respond to Evergrande Default Fears
By Manesh Samtani | 06/12/2021
Government officials have been dispatched to China Evergrande Group to form a risk management committee to oversee risk management and strengthen internal controls.
Securities / Derivatives
Citigroup Applies to CSRC for China Securities Licence
By Editors | 06/12/2021
Citigroup reportedly plans to also apply for a futures licence in China in the coming months.
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