CHINA SECURITIES REGULATORY COMMISSION

Securities / Derivatives

CSRC Approves Neuberger Berman China Fund Business

By Editors | 28/09/2021

Neuberger Berman becomes just the third foreign fund manager to be granted approval for a domestic mutual fund business after BlackRock and Fidelity.

Securities / Derivatives

ICMA, NAFMII Publish Guidance on China Interbank Bond Market

By Editors | 26/09/2021

The guidance includes a handbook on investing in the CIBM, as well as a set of case studies to help foreign companies better understand panda bond issuance.

Crypto / Digital Assets

PBOC Intensifies Crackdown on Cryptocurrency Activity

By Editors | 25/09/2021

Services for virtual currency transactions are deemed illegal, including those provided to Chinese residents by overseas crypto exchanges.

Securities / Derivatives

New Beijing Exchange Sets Out Investor Eligibility Requirements

By Editors | 22/09/2021

Personal investors must have assets worth CNY 500,000 in securities and funds accounts, and at least two years of investment experience, to trade on the new exchange.

Securities / Derivatives

Chinese Regulators Hold Meeting with Wall Street Firms – Report

By Sanday Chongo Kabange | 21/09/2021

CSRC vice chairman Fang Xinghai reportedly defended moves targeting the education and gaming industries as measures to reduce social anxiety.

Securities / Derivatives

CSRC Drafts Disclosure Rules for SMEs on New Beijing Exchange

By Editors | 20/09/2021

The proposed rules sets requirements on disclosure content and format to ensure the effectiveness and readability of information disclosures SMEs on the BSE.

Securities / Derivatives

CSRC Forms Inter-agency Group to Rein in Capital Market Crime

By Editors | 18/09/2021

The group will enhance coordination between the central and local government agencies to better enforce against and punish capital markets misconduct.

Market Infrastructure

Beijing Stock Exchange Issues Draft Listing Rules

By Editors | 14/09/2021

The draft rules cover issuance and listing rules, audit rules, and rules for refinancing and major asset reorganisations of listed companies.

Enforcement

CSRC Probes Haitong Securities in Financial Reporting Fraud Case

By Editors | 10/09/2021

Haitong is suspected of negligence and violations of law and regulations when it served as financial adviser on a deal to help a client on a backdoor listing deal.