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China Allows Nonbank Creditors to Initiate Creditor Committees
By Editors | 20/01/2021
To date, only bank creditors have been allowed to initiate the establishment of creditor committees, while nonbank financial institutions were often excluded.
Securities / Derivatives
China Approves Peanut Futures Trading Starting 1 February
By Editors | 18/01/2021
China is also planning to launch new commodity derivatives in natural gas and refined oil, among a host of other futures products in the pipeline.
Sponsored Content
New Rules for Private Equity Funds Take Effect in China
By Editors | 14/01/2021
The rules prohibit the use of private equity funds as vehicles for public fundraising, explicitly allowing them to only be offered to qualified investors.
Enforcement
NAFMII Identifies Regulatory Breaches at Haitong Securities
By Editors | 14/01/2021
The breaches have been reported to the PBOC and CSRC, which are likely to issue penalties to Haitong Securities and its subsidiaries.
Securities / Derivatives
CSRC Issues Final Rules on Convertible Corporate Bonds
By Editors | 11/01/2021
The rules require trading venues to improve trading rules, enhance risk monitoring, and establish appropriate investor suitability and information disclosure rules.
Enforcement
Chinese Court Orders Ratings Firm to Compensate Bond Creditors
By Editors | 07/01/2021
The court held Dagong Global Credit Rating, its controller, underwriter, accounting firm, and law firm jointly responsible for defaults by a construction company three years ago.
Securities / Derivatives
Shanghai, Shenzhen Bourses Implement Revised Delisting Rules
By Editors | 05/01/2021
The exchange amended the rules in response to complaints that the delisting thresholds were too high to be effective in deterring fraud.
Securities / Derivatives
UPDATED – NYSE Commences, Then Halts Delisting of Chinese Companies
By Editors | 05/01/2021
NYSE will no longer delist the ADRs of China Telecom, China Mobile and China Unicom “in light of further consultation with relevant regulatory authorities”.
Securities / Derivatives
China Unifies Disclosure Requirements for Corporate Bond Issuance
By Editors | 03/01/2021
The rules apply to companies issuing enterprise debt financing instruments, corporate bonds and enterprise bonds, whether in the interbank market or on exchanges.
Securities / Derivatives
Daiwa Securities Joint Venture Granted Beijing Business Licence
By Editors | 03/01/2021
The business licence makes Daiwa Securities (China) Co Ltd the fourth foreign-owned joint venture securities firm in Beijing.
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