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Securities / Derivatives
Goldman Sachs Seeks Approval to Fully Own China Securities JV
By Editors | 09/12/2020
Goldman already owns 51 percent of its China securities joint venture and has signed an agreement to acquire the remaining 49 percent.
MAS Outlines Initiatives to Expand Financial Cooperation with China
By Editors | 08/12/2020
MAS and Chinese regulators are collaborating on RMB internationalisation, exchange-traded funds, digital finance and green finance.
Securities / Derivatives
Bill to Block Chinese Listings on US Markets Passes Congress
By Editors | 03/12/2020
Once the President signs the bill into law, Chinese companies would be blocked from listing in the US if they don’t submit to PCAOB audits.
Securities / Derivatives
CSRC Investigates SOE and Auditor Over Bond Default
By Manesh Samtani | 03/12/2020
SOE defaults could pave the way for increased transparency, faster resolutions and more predictable outcomes for investors in the long run.
Market Infrastructure
CSRC Updates Senior Manager Rules for Securities, Fund Operators
By Manesh Samtani | 24/11/2020
Securities and fund management firms are expected to establish and improve internal accountability mechanisms for senior managers, and penalise violations with clawback and malus.
Securities / Derivatives
China Set to Allow Foreign Access to DCE Palm Oil Futures
By Sanday Chongo Kabange | 24/11/2020
Dalian Commodity Exchange palm oil futures will become China’s seventh commodity futures product available to foreign investors.
Securities / Derivatives
Shanghai INE Launches Bonded Copper Futures Contract
By Editors | 23/11/2020
The new bonded copper contract is the sixth commodities contract traded in China that is open to foreign investors. The launch was approved by the CSRC last month.
Securities / Derivatives
CSRC Seeks ‘Meaningful Dialogue’ with PCAOB on Audit Issues
By Editors | 23/11/2020
“We believe that with openness and professionalism, the two sides will certainly reach a consensus on a joint inspection scheme,” the CSRC said.
Securities / Derivatives
AllianceBernstein Seeks CSRC Approval for China Mutual Fund Unit
By Editors | 19/11/2020
US fund manager AllianceBernstein’s Hong Kong unit has applied to set up a mutual fund unit in China.
Securities / Derivatives
US SEC to Propose Rules for Chinese Delistings Next Month
By Manesh Samtani | 18/11/2020
SEC officials have been working on the rules since August, when a presidential working group proposed enhanced listing standards to ensure access to Chinese audit work papers.
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