ADVERTISEMENT
Securities / Derivatives
CSRC Issues Draft Rules for Private Equity Funds
By Editors | 17/09/2020
The rules seek to address concerns that some private equity funds are being used as vehicles for public fundraising and qualified investor requirements are being circumvented.
Capital / Liquidity
State Council Approves Rules for Financial Holding Companies
By Manesh Samtani | 07/09/2020
Based on last year’s consultation, non-financial enterprises that control financial sector businesses will need a licence to operate financial holding companies.
Market Infrastructure
China to Expand Stock Connect, Deepen Reforms – Reports
By Editors | 07/09/2020
The scope of investment products foreign investors can trade via Stock Connect will be expanded, among other reforms, said the CSRC’s Fang Xinghai.
Market Infrastructure
Green Finance Alliance for Greater Bay Area Launches
By Editors | 06/09/2020
The Alliance has been established to increase funding channels for green projects and guide government policies and investment projects.
Securities / Derivatives
CSRC Issues New Norms for Public Sale of Investment Funds
By Editors | 05/09/2020
The revisions will further improve the conduct for fund sales and strengthen internal controls at fund sales institutions, the CSRC says.
Market Infrastructure
China Issues Draft Rules Easing Foreign Access to Bond Market
By Editors | 04/09/2020
The rules simplify application procedures for foreign bond investors, unify rules governing various investment channels, and optimise remittance and foreign exchange operations.
Securities / Derivatives
CSRC Grants Citigroup Fund Custody Licence in China
By Editors | 02/09/2020
Standard Chartered is the only other foreign bank to have obtained a fund custody licence in China. Citi becomes the first US bank to do so.
Securities / Derivatives
DBS Approved to Establish Securities Joint Venture in China
By Editors | 02/09/2020
DBS has become the eighth foreign financial institution to win approval to take majority ownership of a securities venture in China.
Securities / Derivatives
CSRC Approves Daiwa for Majority Owned Securities Joint Venture
By Editors | 31/08/2020
Daiwa will own 51% of the securities joint venture through which it will be seeking licences to provide brokerage, investment banking, and securities underwriting services.
Securities / Derivatives
CSRC Grants BlackRock Approval For Fully-owned Mutual Fund Unit
By Editors | 30/08/2020
The approval makes the BlackRock the first foreign financial institution to receive approval to set up a wholly-owned mutual fund unit in China.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team