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Enforcement
Chinese Police Arrest Five More Fuxing Execs on Fraud Charges
By Editors | 10/05/2019
Four deputy presidents and the head of one of Fuxing’s subsidiaries have been detained for illegal fundraising activities, following charges brought against the group’s chairman last July.
Securities / Derivatives
Dalian Exchange to Open More Commodities to Foreign Traders
By Editors | 09/05/2019
The Dalian Commodity Exchange plans to open futures contracts in soybean, soybean meal, soybean oil and palm oil to foreign investors this year.
Enforcement
Officials Installed at Chinese Securities Firm to Monitor Risks
By Editors | 08/05/2019
The CSRC has installed officials at a troubled securities firm, N-Securities, over concerns about excessive debt and inadequate risk management.
Crypto / Digital Assets
ESG: The Un-Hyped Acronym
By Philippe Dirckx | 06/05/2019
Compliance to ESG standards and principles will permanently transform the way we conduct business, says international banking veteran Philippe Dirckx.
Securities / Derivatives
CSRC to Roll Back Private Placement Restrictions – Report
By Editors | 03/05/2019
The CSRC is reexamining February 2017 restrictions on private placements, to address difficulties for listed companies in financing debt roll-over, working capital and expansion.
Market Infrastructure
HK-China Stock Connect to Include Dual Class Shares from July
By Editors | 02/05/2019
HKEX and the CSRC have agreed to allow listed companies with dual class shares to be included in the southbound Stock Connect trading starting in July.
Market Infrastructure
Hong Kong, China Framework Comparison – Investment Suitability
By Prasanna Venkatesan | 01/05/2019
Synpulse’s Prasanna Venkatesan, Gregory Achache and Marina Mai compare the investment suitability frameworks of Hong Kong and mainland China, and their pain points.
Enforcement
Chinese Fund Management Group Faces Police Investigation
By Editors | 30/04/2019
Jay Wei, chairman of JC Group, which controls multiple fund management units, is being investigated by Chinese police for potentially illegal multi-billion-dollar fundraising activities.
Enforcement
Goldman, Gao Hua Securities Agree to $22.3m CSRC Settlement
By Editors | 24/04/2019
Goldman Sachs and its Chinese partner Gao Hua Securities have agreed to an administrative settlement of 150 million yuan for internal control breaches.
Market Infrastructure
China, Japan Sign Agreement to Facilitate ETF Cross-Listings
By Editors | 23/04/2019
The Shanghai Stock Exchange and Japan Exchange Group have signed an ETF Connectivity Agreement to streamline investment in the each other’s markets.
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