Financial Services Agency

    AML / KYC

    Japan to Freeze More Russian Assets, Block More Exports

    By Editors | 08/03/2022

    Japan has added 32 Russian and Belarusian officials and oligarchs to its sanctions list and will freeze the assets of an additional four banks.

    Market Infrastructure

    Japan FSA to Inspect FIs for Cybersecurity Effectiveness

    By Editors | 22/02/2022

    The FSA will carry out inspections to verify the effectiveness of cyber security systems at FIs. Common issues and good practices identified will be shared with the industry.

    Enforcement

    FSA Issues Business Improvement Order to Mizuho, Again

    By Editors | 18/02/2022

    The business improvement order requires Mizuho and its parent to report to the FSA about the cause of another system failure which halted ATM operations on 11 February.

    ESG / Sustainability

    Japan FSA Forms Subcommittee to Address ESG Data Issues

    By Editors | 07/02/2022

    The subcommittee was formed to formalise discussions with ESG rating and data providers on addressing issues relating to data quality and reliability.

    Market Infrastructure

    Tokyo Seeks Status as Asian Hub for Transition Finance

    By Editors | 04/02/2022

    Establishing Tokyo as a regional transition finance hub is part of a Kishida policy goal to create an “Asian zero-emission community”.

    Securities / Derivatives

    Japan FTC Warns of Possible Antitrust Breaches in IPO Pricing

    By Editors | 02/02/2022

    The FTC expressed concerns that securities firms could use their superior bargaining power to set IPO prices excessively low and disadvantage issuers.

    ESG / Sustainability

    Japan Considers Removing Quarterly Reporting Requirements

    By Editors | 02/02/2022

    A summary report setting out key considerations for the removal of quarterly reporting is expected to be released in the coming months.

    Mizuho Set to Formalise New Leadership to Address System Issues

    By Editors | 14/01/2022

    On Tuesday, Mizuho suffered its 10th system failure since February 2021, with business customers unable to access online banking for more than 3 hours that morning.

    Capital / Liquidity

    Japan Extends Leverage Ratio Relaxation to Support Bank Lending

    By Editors | 09/01/2022

    Central bank deposits will be excluded from total exposure when calculating the leverage ratio until the end of March 2024.

    Enforcement

    Mizuho Bank Reports 9th System Failure for 2021

    By Editors | 04/01/2022

    The failure was attributable to an error in Mizuho’s system settings for transactions occurring at night and on holidays, impacting ATM and online banking operations.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team