Financial Services Agency

    Securities / Derivatives

    Japan FSA to Compel Listed Firms to Disclose Gender Ratios

    By Sanday Chongo Kabange | 15/03/2022

    An FSA task force is discussing new rules that would require listed companies to disclose their ratios of women in managerial positions.

    Fintech / Regtech

    Japan Crypto Industry Set to Adopt Travel Rule

    By Editors | 13/03/2022

    The travel rule will increase transparency on the individuals and entities crypto exchanges deal with, as the government seeks to prevent sanctions evasion.

    AML / KYC

    Japan to Freeze More Russian Assets, Block More Exports

    By Editors | 08/03/2022

    Japan has added 32 Russian and Belarusian officials and oligarchs to its sanctions list and will freeze the assets of an additional four banks.

    Market Infrastructure

    Japan FSA to Inspect FIs for Cybersecurity Effectiveness

    By Editors | 22/02/2022

    The FSA will carry out inspections to verify the effectiveness of cyber security systems at FIs. Common issues and good practices identified will be shared with the industry.

    Enforcement

    FSA Issues Business Improvement Order to Mizuho, Again

    By Editors | 18/02/2022

    The business improvement order requires Mizuho and its parent to report to the FSA about the cause of another system failure which halted ATM operations on 11 February.

    ESG / Sustainability

    Japan FSA Forms Subcommittee to Address ESG Data Issues

    By Editors | 07/02/2022

    The subcommittee was formed to formalise discussions with ESG rating and data providers on addressing issues relating to data quality and reliability.

    Market Infrastructure

    Tokyo Seeks Status as Asian Hub for Transition Finance

    By Editors | 04/02/2022

    Establishing Tokyo as a regional transition finance hub is part of a Kishida policy goal to create an “Asian zero-emission community”.

    Securities / Derivatives

    Japan FTC Warns of Possible Antitrust Breaches in IPO Pricing

    By Editors | 02/02/2022

    The FTC expressed concerns that securities firms could use their superior bargaining power to set IPO prices excessively low and disadvantage issuers.

    ESG / Sustainability

    Japan Considers Removing Quarterly Reporting Requirements

    By Editors | 02/02/2022

    A summary report setting out key considerations for the removal of quarterly reporting is expected to be released in the coming months.

    Mizuho Set to Formalise New Leadership to Address System Issues

    By Editors | 14/01/2022

    On Tuesday, Mizuho suffered its 10th system failure since February 2021, with business customers unable to access online banking for more than 3 hours that morning.

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