Financial Services Agency

    Securities / Derivatives

    Merger Benefits Diminished Under Existing JPX-TOCOM Plan

    By Editors | 07/04/2019

    The current plan to keep crude oil and petroleum products on TOCOM will diminish the benefits of the planned merger with JPX.

    Market Infrastructure

    Japan FSA Issues Proposal to Tighten Regional Bank Oversight

    By Editors | 04/04/2019

    The FSA will stress tests regional banks and force weaker lenders to take action to improve profitability, replace their management, or merge.

    Enforcement

    Citigroup Faces $1.2m Fine in Japan over Alleged JGB Manipulation

    By Editors | 27/03/2019

    Citigroup’s London office allegedly placed large orders in the 10-year JGB futures market outside of Japanese trading hours that were not executed, but may have mislead investors.

    Securities / Derivatives

    JPX-TOCOM Merger Agreement Expected by End-March

    By Editors | 22/03/2019

    JPX and TOCOM plan to merge this year to create an all-in-one bourse that handles both stocks and commodity futures, but challenges will remain even after a final agreement is reached.

    Crypto / Digital Assets

    Japan to Impose Margin Trading Limits in Cryptocurrency Sector

    By Editors | 20/03/2019

    New rules will limit cryptocurrency margin trading to two-to-four times initial deposits and require exchanges offering margin facilities to register separately with government.

    Market Infrastructure

    Japan FSA Official Lays Out G20 Financial Sector Agenda

    By Editors | 07/03/2019

    Under Japan’s Presidency this year, the G20 financial sector agenda will centre on addressing market fragmentation, technological innovation and the problems of aging societies.

    Fintech / Regtech

    Japan to Allow Non-Banks to Handle Large Remittances

    By Editors | 21/02/2019

    In a bid to improve remittance services in the country and promote fintech, Japan plans to ease limits on non-banks providing money transfer services.

    Market Infrastructure

    Asia Region Funds Passport Goes Live

    By Editors | 03/02/2019

    Japan, Thailand, Australia ready to receive applications from prospective ARFP funds; New Zealand, S. Korea making progress on legal and regulatory requirements.

    Fintech / Regtech

    Japan FSA to Crack Down on Unlicensed Crypto Investment Firms

    By Editors | 10/01/2019

    Currently, investment firms collecting funds from investors in cryptocurrency do not explicitly fall under Japan’s Financial Instruments and Exchange Act.

    Crypto / Digital Assets

    UPDATED – Japan FSA Considers Approving Crypto ETFs

    By Editors | 08/01/2019

    The FSA is gauging industry interest in crypto ETFs, following its release of a new draft framework for the sector that could become law in 2020.

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