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Securities / Derivatives
IOSCO to Review Liquidity Risk Management at Investment Funds
By Sanday Chongo Kabange | 08/03/2021
IOSCO is asking asset managers to participate in a survey on their liquidity risk management practices and experiences during the March 2020 market turmoil.
BNM Revises Guidance on Operational Risk Reporting
By Editors | 03/03/2021
The revisions enhance the granularity of reporting requirements and align definitions with the FSB’s cyber lexicon.
Capital / Liquidity
FSB Urges Indonesia to Further Advance OTC Derivatives Reforms
By Editors | 02/03/2021
Indonesia needs to address legal uncertainties relating to netting for derivatives transactions in bankruptcy to facilitate central clearing and margin requirements.
Capital / Liquidity
CBIRC Issues Draft Rules on Recovery and Resolution Plans
By Editors | 02/03/2021
Deposit-taking institutions, asset managers and financial leasing companies with CNY 300 billion in total assets have to formulate recovery and resolution plans.
Capital / Liquidity
FSB Work Plan to Focus on Addressing Covid Vulnerabilities
By Editors | 26/02/2021
The FSB says it will produce an assessment of initial lessons learned from the pandemic and a report on the factors needed for an orderly unwinding of support measures.
Capital / Liquidity
FSC Korea to Enhance Recovery and Resolution Regimes of SIFIs
By Editors | 20/02/2021
SIFIs will have 3 months after designation to submit recovery plans to regulators. The FSC will have the authority to demand action from a SIFI in line with its recovery plan.
Market Infrastructure
HKMA Drafts Guidance on Operational Continuity in Resolution
By Editors | 01/02/2021
Operational continuity in resolution is a key aspect of resolution planning for individual banks, the HKMA says.
Market Infrastructure
CPMI Calls for Global Input on Cross-border Payments Agenda
By Editors | 25/01/2021
Authors should submit research papers by 27 January 2021. Industry expert responses to questions should be submitted by 8 February 2021.
AML / KYC
Financial Crime 2021: Digital ID, Due Diligence, Sanctions
By Editors | 21/01/2021
Last year’s financial crime landscape forced many FIs to rapidly adapt to evolving threats. In the year ahead, a continued focus on risk mitigation is prudent.
ESG / Sustainability
FSB Publishes Work Programme for Year Ahead
By Editors | 20/01/2021
The work programme includes initiatives to strengthen NBFI resilience, enhance cross border payments, and address climate change, among other priorities.
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