ADVERTISEMENT
Big Picture
IOSCO Offers Guidance to Regulators on Investor Education, Protection
By Editors | 03/12/2022
IOSCO report proposes seven sound practices for regulators to consider when designing financial and investor education initiatives, particularly during periods of crisis.
Market Infrastructure
CPMI, IOSCO Identify Cyber Resilience Weaknesses at Some FMIs
By Editors | 30/11/2022
Some financial market infrastructures have not yet developed their cyber response and recovery plans to meet the two-hour recovery time objective.
Crypto / Digital Assets
IOSCO to Develop Regulatory Guidance for Crypto Market
By Editors | 30/11/2022
IOSCO chair Jean-Paul Servais said new standards for regulating “crypto conglomerates” are an “obvious necessity.”
Fintech / Regtech
UK, Singapore to Deepen Collaboration on FinTech, Sustainable Finance
By Editors | 26/11/2022
The UK and Singapore agreed to deepen cooperation on FinTech and sustainable finance, including to explore a global framework for regulating ESG ratings and data providers.
ESG / Sustainability
FCA Forms Group to Develop ESG Ratings Code of Conduct
By ESG Investor | 23/11/2022
The UK FCA has announced the formation of a group to develop a new code of conduct for ESG data and ratings providers.
Securities / Derivatives
IOSCO Reviews Liquidity Risk Management Measures at Funds
By Editors | 19/11/2022
IOSCO’s 2018 recommendations to strengthen liquidity risk management practices in open-ended funds are “broadly well implemented”.
Big Picture
“No Simple Fix” for Corporate Bond Liquidity Issues: IOSCO
By Editors | 17/11/2022
IOSCO published feedback received from a review of ways to improve the functioning of and liquidity in corporate bond markets under stress.
Securities / Derivatives
Uncertain Times Call for Quality Financial Disclosures: IOSCO
By Editors | 16/11/2022
Issuers, audit committees, and external auditors must ensure investors receive accurate, transparent and timely information especially in times of heightened uncertainty.
Capital / Liquidity
FSB Sets Out Policy Proposals to Address Systemic Risk in NBFI
By Editors | 11/11/2022
The report offers policy proposals to address systemic risk in NBFI, highlighting recent strains in commodities and bond markets.
ESG / Sustainability
Net-Zero Data Public Utility to Launch as Beta in H2 2023
By Editors | 11/11/2022
The Climate Data Steering Committee has set out the necessary foundational data that will be included in the initial phase of the NZDPU.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team