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Reporting & Disclosures
SEBI to Issue ESG Disclosure Guidelines for Listed Companies
By Editors | 02/03/2021
Chairman Ajay Tyagi said SEBI will issue new guidelines “soon”, with a view to achieving greater transparency and accountability from listed companies on ESG.
Trading & Investment
SEBI, FinMin Order NSE to Explain Three Hour Trading Halt
By Editors | 25/02/2021
NSE had attributed the trading halt to issues with their links to two telecom service providers. An interim report is expected within 24 hours.
Structural Regulation
SEBI Board Meeting: A Preview of Things to Come
By Editors | 21/02/2021
SEBI has relaxed its minimum public offer requirements just days after revealing a number of new initiatives in its annual report.
Trading & Investment
RBI Issues Draft Guidelines to Open Up CDS Market
By Manesh Samtani | 16/02/2021
Under the guidelines, retail users will be allowed to buy permitted credit derivatives for hedging purposes, whereas non-retail can do so for any purpose.
Conduct, Culture & Accountability
SEBI Penalises NSE, Former Officials in Colocation Case
By Editors | 12/02/2021
SEBI says NSE failed to ensure fair and equitable access by trading members subscribing to its tick-by-tick data feed system.
Clearing & Post-Trade
SEBI to Require AMCs to Help Capitalise New Clearing Corporation
By Editors | 07/02/2021
Individual contributions by asset managers towards the new LPCC will be calculated based on their AUM in open ended debt-oriented mutual fund schemes.
Cloud & Infrastructure
SEBI Revises Entry Norms for Innovation Sandbox
By Editors | 04/02/2021
The revisions introduce graded entry norms to encourage innovation and make it easier for firms to participate in the sandbox.
Sustainable Finance
Policy Rethink Needed to Promote Green Finance Development in India
By Manesh Samtani | 27/01/2021
India needs a policy framework that addresses existing frictions at both the national and state levels, says a new paper from the RBI.
KYC & CDD
SEBI Proposes New Process for KYC in Securities Market
By Editors | 17/01/2021
Under the proposal, KYC Registration Agencies, stock exchanges and depositories would be responsible for client KYC processes.
Structural Regulation
SEBI Proposes to Ease Stock Exchange Ownership Norms
By Editors | 12/01/2021
Domestic promoters will be allowed to own 100% of a newly set-up stock exchange or depository for up to 10 years. Foreign promoters will be allowed to own up to 49%.
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