SECURITIES AND EXCHANGE BOARD OF INDIA

Market Infrastructure

India’s NSE Launches HFT Forensic Audit

By Samuel Riding | 19/10/2016

Deloitte asked to looking into audit systems, investigate brokers and officials amid ‘fair access’ violations.

AML / KYC

Indian Investigators Probe P-Note Data

By Samuel Riding | 13/10/2016

Regulator hands over list of beneficial owners and transfer trails for P-note investments.

Market Infrastructure

SEBI to Tighten Investment Adviser Rules

By Samuel Riding | 10/10/2016

Revisions aim to address gaps and overlapping laws and standard regulations

Market Infrastructure

India Calls Top Brokers to Account

By Samuel Riding | 07/10/2016

Show cause notices issued to brokers for alleged involvement in USD853mn spot exchange scam.

Securities / Derivatives

De-risking and Asia’s Move to Centralised KYC

By Samuel Riding | 06/10/2016

How concerns about excessive KYC are driving a move away from institution to country-based systems.

Market Infrastructure

India Kicks off Commodity Options Regime

By Samuel Riding | 29/09/2016

Advisory committee recommends SEBI permit trading; regulator to issue guidelines ‘in due course’.

Market Infrastructure

SEBI Details Commodity Exchange Investor Protection Rules

By Samuel Riding | 28/09/2016

All penalties levied by exchanges will enter investor protection fund.

Market Infrastructure

RBI Urges Formation of Spot Exchange Regulator

By Samuel Riding | 27/09/2016

SEBI does not regulate spot exchanges despite merger with Forward Markets Commission.

Market Infrastructure

SEBI to Boost Defence Against Cyber-Attacks

By Samuel Riding | 26/09/2016

Regulator to further tighten policy framework, appoint chief IT security officer.