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Trading & Investment
SEBI Amends Norms on Mutual Fund Commissions, Disclosures
By Editors | 27/03/2019
SEBI has set a cap on up-fronting of trail commissions and amended disclosure rules to “protect the interests of investors.”
Cloud & Infrastructure
RBI to Issue Regulatory Sandbox Guidelines Within 2 Months
By Editors | 26/03/2019
The RBI will set up a regulatory sandbox and create an ecosystem which promotes collaboration in fintech, central bank governor Shaktikanta Das said on Monday.
Market Abuse
SEBI Seeks Broader Powers to Pursue Securities Law Violations
By Editors | 25/03/2019
SEBI wants to be able to inspect the books of listed companies when it suspects any securities law violations, and to impose penalties for the manipulation of a company’s accounts.
Structural Regulation
SEBI Consults on Adoption of Dual Class Share Structures
By Editors | 22/03/2019
SEBI’s consultation paper seeks feedback on the issuance of dual class shares by companies already listed in India and those that may be in future.
Clearing & Post-Trade
UPDATED – Bank of England Grants Recognition to Indian Clearing Corporations
By Editors | 20/03/2019
The Metropolitan Clearing Corporation of India is the first Indian clearing corporation to receive recognition from under the UK’s temporary recognition regime.
Market Abuse
RBI Issues Finalised Guidelines on Market Abuse
By Editors | 18/03/2019
The new rules against market abuse cover market and benchmark manipulation and the misuse of information in markets regulated by the RBI.
Trading & Investment
India Scraps FPI Investment Cap for Corporate Bonds
By Editors | 13/03/2019
In response to market feedback, SEBI has dropped the 20% cap on foreign portfolio investors’ investment in corporate bonds.
KYC & CDD
SEBI’s Meets Opposition from Global Funds on KYC Requirements
By Editors | 12/03/2019
Global asset managers have opposed SEBI’s plan to create a centralised database of beneficial owners of foreign portfolio investors.
Trading & Investment
SEBI Allows Funds to Participate in Commodity Derivatives
By Editors | 04/03/2019
The entry of funds into commodity derivatives is expected hasten the development of and attract long-term liquidity to India’s commodities markets.
Trading & Investment
India Offers FPIs a New Route to Debt Markets
By Editors | 04/03/2019
While the RBI introduces a new scheme to encourage FPI participation in India’s debt markets, SEBI has tweaked valuation norms make debt funds more secure for investors.
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