Securities and Exchange Board of India

Emerging Prudential Risks

Regulation and the Buy Side’s Role in Liquidity

By Samuel Riding | 16/06/2016

Asian regulators are starting to consider how to minimise the risks in investment funds’ growing role as market makers.

Trading & Investment

SEBI Eyes Lower Mutual Fund TER Limit

By Samuel Riding | 15/06/2016

Regulator could eventually limit total expense ratios to 1.5 percent.

Trading & Investment

India to Ease Access for Foreign Fund Managers

By Samuel Riding | 13/06/2016

SEBI will also loosen REIT investment, sponsor, offer size and related-party transaction rules.

Trading & Investment

India to Relax Start-up Listing Rules

By Samuel Riding | 07/06/2016

Institutional Trading Platforms have yet to receive any listing applications.

Structural Regulation

SEBI Issues Commodity Warehousing Consultation

By Samuel Riding | 06/06/2016

Proposals include ban on warehouse managers trading on exchanges which use their services.

Liquidity Risk

India Tightens Fund Redemption Rules

By Samuel Riding | 01/06/2016

Funds can only restrict redemptions in four circumstances, including market failure.

Structural Regulation

BSE to Sell 30% Stake in IPO

By Samuel Riding | 01/06/2016

Exchange to set up committee of selling shareholders, aims to raise USD120 million.

Fraud, Scams & Cybercrime

India to Crack Down on Deposit Scams

By Samuel Riding | 31/05/2016

Regulatory loopholes have allowed credit-cooperative pyramid schemes to thrive.

Structural Regulation

SEBI to Further Unify Commodity, Stock Exchange Rules

By Samuel Riding | 30/05/2016

Regulator has set up risk management committee to study contract discrepancies.