ADVERTISEMENT

AML / KYC
India Tightens Rules to Boost Transparency on Corporate Layering
By Nithya Subramanian | 07/07/2025
Companies must reveal detailed ownership structures under revised CRL-1 for, taking effect on 14 July.

Enforcement
India Bars Jane Street and Seizes $567m Over Market Manipulation Claims
By Editors | 07/07/2025
SEBI described Jane Street's trading behaviour as "egregious" and said the firm "is not a good faith actor that can be, or deserves to be, trusted."

Securities / Derivatives
SEBI Proposes Easing Norms for InvIT Conversions
By Nithya Subramanian | 03/07/2025
A new consultation paper has suggested scrapping lock-in rules and easing disclosure requirements for private listed InvITs converting to public InvITs.

Securities / Derivatives
Indian Exchanges Implement New SME IPO Rules to Curb Speculation
By Nithya Subramanian | 03/07/2025
The stricter rules raise investment thresholds and tighten timelines to enhance market discipline and safeguard investors.

Securities / Derivatives
SEBI Allows Use of NPCI’s e-KYC Setu for Aadhaar Verification
By Nithya Subramanian | 03/07/2025
Registered intermediaries can use NPCI’s e-KYC Setu System as an additional method for Aadhaar-based digital KYC.

Market Infrastructure
SEBI Plans New IT Capacity Framework for Commodity Exchanges
By Nithya Subramanian | 02/07/2025
The revision of IT infrastructure rules for commodity exchanges and clearing corporations will align standards with equity markets.

ESG / Sustainability
SEBI Tightens Disclosure Rules for Related Party Transactions
By Editors | 02/07/2025
New standards aim to boost transparency and empower audit committees and shareholders in approving transactions with related parties.

Securities / Derivatives
SEBI Tightens Oversight of Brokers After Inspections Reveal Lapses
By Editors | 30/06/2025
SEBI has mandated annual inspections and stricter checks for market manipulation following findings of widespread non-compliance by brokers.

Securities / Derivatives
SEBI Expands Portfolio Rebalancing Rule for Mutual Funds
By Editors | 28/06/2025
SEBI has expanded the mandated portfolio rebalancing rule to cover passive breaches in actively managed mutual fund schemes.

Enforcement
SEBI Fines BSE for Unequal Information Access and Compliance Lapses
By Nithya Subramanian | 27/06/2025
SEBI said BSE’s systems allowed select clients early access to sensitive information, breaching transparency requirements and undermining market integrity.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.