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Securities / Derivatives
SEBI Tightens Stock Criteria for Entry Into Derivatives Segment
By Ajoy K Das | 01/09/2024
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Securities / Derivatives
India to Adopt International Audit Standards in Domestic Rules
By Ajoy K Das | 01/09/2024
NFRA plans to adopt ISA 600 for all listed companies except those with government ownership. ICAI says this would concentrate audit work in the hands of a few large firms.
Securities / Derivatives
SEBI to Raise Net Worth Requirements for Merchant Bankers
By Ajoy K Das | 30/08/2024
The current net worth requirement is around $6mn. SEBI proposes to raise this 10x for those handling main board issues.
Enforcement
SEBI Fines CDSL and Citibank for Separate Regulatory Violations
By Ajoy K Das | 30/08/2024
Both settlement orders were passed on Tuesday, with SEBI saying it reserves the right to initiate further action against CDSL or Citibank.
Securities / Derivatives
SEBI Proposes to Mandate UPI Blocking Mechanism for Stock Trades
By Ajoy K Das | 29/08/2024
Under the UPI block mechanism, investors only transfer funds to the broker after their shares are credited.
Enforcement
SEBI Bans Anil Ambani from Securities Market for Five Years
By Ajoy K Das | 27/08/2024
Billionaire industrialist Anil Ambani and others allegedly orchestrated a scheme to divert funds from Reliance Home Finance through loans to connected entities.
Securities / Derivatives
SEBI Proposes Revisions to Boost Appeal of Rights Issues
By Ajoy K Das | 26/08/2024
SEBI aims to make rights issues the preferred route for additional fundraising by listed companies, compared to QIPs and preferential allotments.
Securities / Derivatives
SEBI Proposes to Allow Self-attestation of Certain Documents
By Ajoy K Das | 25/08/2024
SEBI proposes to stop requiring notarisation or certification for certain documents as this raises the cost and compliance burden for businesses and individuals.
Fintech / Regtech
SEBI Issues New Cybersecurity Framework for Regulated Entities
By Ajoy K Das | 21/08/2024
A cyber capability index (CCI) will be introduced as a benchmark for evaluating cybersecurity effectiveness and guiding necessary improvements.
Securities / Derivatives
SEBI to Expand Scope of Sustainable Finance Framework
By Ajoy K Das | 21/08/2024
A new category of financial instruments, ‘ESG Debt Securities’, will comprise green bonds, social bonds, sustainable bonds and SLBs.
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