SECURITIES AND EXCHANGE BOARD OF INDIA

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    Securities / Derivatives

    SEBI Tightens Stock Criteria for Entry Into Derivatives Segment

    By Ajoy K Das | 01/09/2024

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    Securities / Derivatives

    India to Adopt International Audit Standards in Domestic Rules

    By Ajoy K Das | 01/09/2024

    NFRA plans to adopt ISA 600 for all listed companies except those with government ownership. ICAI says this would concentrate audit work in the hands of a few large firms.

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    Securities / Derivatives

    SEBI to Raise Net Worth Requirements for Merchant Bankers

    By Ajoy K Das | 30/08/2024

    The current net worth requirement is around $6mn. SEBI proposes to raise this 10x for those handling main board issues.

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    Enforcement

    SEBI Fines CDSL and Citibank for Separate Regulatory Violations

    By Ajoy K Das | 30/08/2024

    Both settlement orders were passed on Tuesday, with SEBI saying it reserves the right to initiate further action against CDSL or Citibank.

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    Securities / Derivatives

    SEBI Proposes to Mandate UPI Blocking Mechanism for Stock Trades

    By Ajoy K Das | 29/08/2024

    Under the UPI block mechanism, investors only transfer funds to the broker after their shares are credited.

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    Enforcement

    SEBI Bans Anil Ambani from Securities Market for Five Years

    By Ajoy K Das | 27/08/2024

    Billionaire industrialist Anil Ambani and others allegedly orchestrated a scheme to divert funds from Reliance Home Finance through loans to connected entities.

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    Securities / Derivatives

    SEBI Proposes Revisions to Boost Appeal of Rights Issues

    By Ajoy K Das | 26/08/2024

    SEBI aims to make rights issues the preferred route for additional fundraising by listed companies, compared to QIPs and preferential allotments.

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    Securities / Derivatives

    SEBI Proposes to Allow Self-attestation of Certain Documents

    By Ajoy K Das | 25/08/2024

    SEBI proposes to stop requiring notarisation or certification for certain documents as this raises the cost and compliance burden for businesses and individuals.

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    Fintech / Regtech

    SEBI Issues New Cybersecurity Framework for Regulated Entities

    By Ajoy K Das | 21/08/2024

    A cyber capability index (CCI) will be introduced as a benchmark for evaluating cybersecurity effectiveness and guiding necessary improvements.

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    Securities / Derivatives

    SEBI to Expand Scope of Sustainable Finance Framework

    By Ajoy K Das | 21/08/2024

    A new category of financial instruments, ‘ESG Debt Securities’, will comprise green bonds, social bonds, sustainable bonds and SLBs.

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