Securities and Exchange Board of India

Securities / Derivatives

SEBI Issues Updated Investor Charter to Enhance Protections

By Editors | 10/12/2024

The updated charter emphasises the confidentiality of investor information and strengthens the grievance redressal and dispute resolution mechanisms.

Market Infrastructure

SEBI Proposes to Introduce Closing Auction Session for Indian Stocks

By Editors | 09/12/2024

SEBI proposes to replace the VWAP mechanism with a 15-minute CAS session to determine the closing prices of stocks.

Securities / Derivatives

SEBI to Require Central Storage of IPO Due Diligence Documents

By Editors | 08/12/2024

SEBI said the stock exchanges have set up a platform which merchant banks must use to store their IPO due diligence documents.

Enforcement

SEBI Disposes of Proceedings Against Brickwork Ratings

By Editors | 07/12/2024

The settlement order requires Brickwork Ratings to pay a penalty. SEBI had previously cancelled the CRA’s licence but its order was overturned on appeal.

Securities / Derivatives

SEBI to Make Stock Exchanges Interoperable to Guard Against Outages

By Editors | 02/12/2024

The NSE and BSE will act as alternative trading venues for each other when a technical glitch or outage occurs at either exchange.

Enforcement

US Charges Against Gautam Adani Have Had Extensive Impacts

By Manesh Samtani | 27/11/2024

Opposition parties demand parliamentary probe; Kenya cancels deals; Sri Lanka opens investigation; Global banks halting credit.

Securities / Derivatives

SEBI Mandates Mark-to-Market Valuation for Mutual Fund Repo Transactions

By Editors | 27/11/2024

Mutual fund investments in repo transactions with tenors up to 30 days shall be valued on a mark-to-market basis.

Securities / Derivatives

SEBI Proposes to Diversify Ownership of Clearing Corporations

By Editors | 26/11/2024

SEBI proposes two options to diversify ownership of clearing corporations to allow them to operate as public utilities free from commercial, profit-making considerations.

Securities / Derivatives

SEBI Abolishes Mandatory Security Deposit for Public Issues

By Mark Johnston | 26/11/2024

SEBI has removed the mandatory one percent security deposit for public issues, aiming to simplify business operations.