Securities and Exchange Board of India

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    Securities / Derivatives

    SEBI Permits Market Borrowings by Category I and II AIFs

    By Ajoy K Das | 19/08/2024

    Under existing rules, Category I and II AIFs are not allowed to borrow or use leverage for investments, except in limited cases for temporary needs.

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    Securities / Derivatives

    SEBI Denies Allegations of Conflict of Interest in Adani Probe

    By Ajoy K Das | 14/08/2024

    Hindenburg Research said SEBI has slow-walked a probe into the Adani Group because of its links to the regulator’s chairperson.

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    Securities / Derivatives

    SEBI Outlines Work Priorities for 2024-2025 Fiscal Year

    By Ajoy K Das | 10/08/2024

    SEBI’s work plan includes the planned establishment of two new institutions for data benchmarking and performance validation.

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    Securities / Derivatives

    SEBI Proposes Enhanced Reporting Requirements for Foreign VC Firms

    By Ajoy K Das | 10/08/2024

    Foreign venture capital investors will have to provide SEBI with granular breakdowns of investments by type and industry sector.

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    Securities / Derivatives

    SEBI to Revamp Rules for Investment Advisors, Research Analysts

    By Ajoy K Das | 08/08/2024

    Eligibility requirements for registration are being relaxed. Additional disclosure will be required for IAs/RAs that use AI tools.

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    Securities / Derivatives

    SEBI Proposes Stricter Rules for Offshore Derivatives Issuance

    By Ajoy K Das | 08/08/2024

    Issuers will be required to maintain a separate dedicated FPI registration and prohibited from using Indian derivatives as the underlying.

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    Securities / Derivatives

    SEBI Imposes New Obligations on AMCs to Address Market Abuse

    By Ajoy K Das | 07/08/2024

    Fund managers are required to put in place a whistleblower mechanism and enhance their surveillance systems, internal controls and procedures.

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    Securities / Derivatives

    SEBI Proposes to Streamline Rules for Entities with Listed NCDs

    By Ajoy K Das | 07/08/2024

    SEBI proposes to align the approval and authentication process for financial results of entities with listed NCDs to that of equity-listed entities.

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    Securities / Derivatives

    SEBI to Overhaul Approval Process for IPOs Using AI

    By Ajoy K Das | 06/08/2024

    A “template fill-in-the-blank IPO document” will be introduced and AI-based tools will be used to review the documents.

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    Securities / Derivatives

    SEBI Proposes Standardised Timelines for Trading of Bonus Shares

    By Ajoy K Das | 05/08/2024

    The changes aim to create uniformity in the timelines for crediting and trading bonus shares across all issuers, SEBI said.

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