Securities and Exchange Board of India

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    Securities / Derivatives

    SEBI Introduces Timelines for CRAs’ Handling of Rating Appeals

    By Ajoy K Das | 05/07/2024

    Specific timelines have been introduced for dealing with appeals by issuers on rating action during periodic surveillance to enhance business ease and consistency.

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    Securities / Derivatives

    SEBI Mandates Email for Dispatching Consolidated Account Statements

    By Ajoy K Das | 05/07/2024

    The regulator has said that CAS will be sent on a monthly basis in case of a transaction in the demat account and on a half-yearly basis if there is no transaction.

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    Securities / Derivatives

    SEBI Cuts Face Value of Debt Securities

    By Ajoy K Das | 04/07/2024

    A lower ticket size could encourage more participation from retail investors, boosting liquidity.

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    Market Infrastructure

    SEBI Directs Market Infrastructure Institutions to Charge Uniform Fees

    By Ajoy K Das | 04/07/2024

    The regulator said that the charges should to be ‘true to label’, meaning the charges paid by investors should be the same as those received by MIIs.

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    Securities / Derivatives

    SEBI Issues Show Cause Notice to Hindenburg Over Adani Report

    By Ajoy K Das | 03/07/2024

    Allegations of manipulation and unfair practices in shorting Adani Group stocks were dismissed by Hindenburg as “nonsense and fabricated.”

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    Securities / Derivatives

    SEBI Proposes Lighter Regulations for Passive MFs

    By Ajoy K Das | 03/07/2024

    A recently released consultation paper proposes lower net worth and net profit requirements for sponsors and AMCs.

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    Securities / Derivatives

    RBI: Rapid Rise in Derivatives Trading Poses Challenges to Investors

    By Ajoy K Das | 03/07/2024

    Investor protection is key, since derivatives are more complex than underlying assets, said the central bank’s Financial Stability Report.

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    Securities / Derivatives

    SEBI Proposes Mandatory Disclosure of Risk Adjusted Return for MF Schemes

    By Ajoy K Das | 02/07/2024

    Disclosure of RAR along with scheme return will help investors make informed investment decisions.

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    Securities / Derivatives

    SEBI Tightens Rules for Finfluencers, Eases Delisting Process

    By Ajoy K Das | 01/07/2024

    The regulator has introduced a fixed price process for promoter buy-back and revised inclusion-exclusion criteria of stocks in the derivatives segment.

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    AML / KYC

    SEBI Seeking to Ease Access to Sovereign Bonds for FPIs

    By Editors | 28/06/2024

    SEBI is looking to eliminate many of its information requirements, such as disclosure of investor group and beneficial ownership.

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