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Crypto / Digital Assets
The Boiling Frog: Finfluencers in the Investment Management Industry
By Pankaj Sharma | 29/11/2023
Pankaj Sharma and Phoebe Chan discuss the complexities of regulating financial promotions online, finfluencers in particular, and offer recommendations.
Securities / Derivatives
SEBI to Implement T+0 Settlement in Equities by March 2024
By Ajoy K Das | 29/11/2023
SEBI will implement same day settlement in equities trading by March 2024, and optional instantaneous settlement a year later.
Securities / Derivatives
SEBI Proposes to Grant Greater Trading Flexibilities to Company Insiders
By Ajoy K Das | 28/11/2023
The regulator has proposed revising its insider trading regulations to make it easier for senior management to trade in company shares.
Securities / Derivatives
SEBI to Introduce Regulatory Framework for Index Providers
By Ajoy K Das | 28/11/2023
SEBI approved a number of proposals at its board meeting on Saturday, including measures to provide NPOs greater fund raising flexibility.
Market Infrastructure
SEBI Launches “Investor Risk Reduction Access” Platform
By Ajoy K Das | 21/11/2023
The platform will enable investors to continue to manage their portfolios even during unexpected technical glitches.
Market Infrastructure
Indian Court Orders Calcutta Stock Exchange to Halt Trading on NSE
By Ajoy K Das | 20/11/2023
SEBI barred the CSE from operating its equities trading platform in 2013. It has since been allowing its members to trade on via the NSE. The agreement with NSE expired in September 2021.
Securities / Derivatives
SEBI Directs Stock Brokers to Issue Simplified Terms to Clients
By Ajoy K Das | 16/11/2023
Brokers forum instructed to frame standard ‘most important terms and conditions’ for new clients by 1 April and existing clients by 1 June.
Securities / Derivatives
India’s AMFI Issues Guidelines for Execution-only Mutual Fund Platforms
By Ajoy K Das | 13/11/2023
The guidelines come ahead of an end-November deadline for platforms selling direct mutual fund schemes to register with AMFI.
Market Infrastructure
Calcutta Stock Exchange Looking to Resume Operations Soon
By Ajoy K Das | 13/11/2023
The Calcutta Stock Exchange was forced to stop operating its equities trading platform in April 2013 due to regulatory and compliance issues.
Market Infrastructure
SEBI Working on Allowing Instant Settlement in Equities Trading
By Ajoy K Das | 07/11/2023
SEBI is exploring instant settlement in a “non-disruptive manner” and will only introduce it after all concerns are addressed, an official said.
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