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AML / KYC
SEBI Eases KYC Norms for Mutual Fund Investors
By Ajoy K Das | 15/05/2024
SEBI will allow investors to obtain a ‘KYC-Registered’ status even if their PAN and Aadhaar accounts are not linked.

Securities / Derivatives
SEBI to Mandate Direct Payout of Securities to Investor Accounts
By Ajoy K Das | 14/05/2024
SEBI has proposed a new rule that will require all securities payouts to be credited directly to investors’ demat accounts.

Securities / Derivatives
SEBI Proposes Reduced Regulatory Burden on REITs, InvITs
By Ajoy K Das | 13/05/2024
SEBI also proposes to speed up distributions to unitholders and enable them to attend and vote at meetings remotely.

Securities / Derivatives
SEBI to Ease Disclosure Rules for Non-convertible Securities
By Ajoy K Das | 13/05/2024
SEBI proposed to remove requirements to disclose the PAN and personal addresses of promoters.

Securities / Derivatives
SEBI Standardises Reporting Format for Investment Advisers
By Ajoy K Das | 10/05/2024
Investment advisers will need to submit reports to IAASB in a standardised format every six months.

Securities / Derivatives
SEBI Rejects NSE Proposal for Extended Trading Hours
By Ajoy K Das | 08/05/2024
SEBI cited a lack of feedback from the stock broking community. NSE has now shelved its extended time frame plan.

Securities / Derivatives
India Allows Non-Bank FPIs to Issue Derivatives in GIFT City
By Ajoy K Das | 06/05/2024
Non-bank FPIs including AIFs are expected to start issuing derivatives in GIFT City and offering them to international investors.

Securities / Derivatives
SEBI Revamps Supervisory Framework for Analysts, Advisers
By Ajoy K Das | 05/05/2024
Under the new framework, stock exchanges can apply to be recognised as administrative and supervising bodies for research analysts and investment advisers.

Securities / Derivatives
SEBI Eases Rules to Enable Digital Onboarding by Portfolio Managers
By Ajoy K Das | 04/05/2024
A requirement for distributors of portfolio management services to register with the APMI is also being mandated.

Securities / Derivatives
SEBI Allows NRIs, OCIs to Fully Own GIFT City FPIs Entities
By Ajoy K Das | 03/05/2024
Non-resident Indians and overseas citizens of India will be allowed to own up to 100 percent in FPIs, compared to just 50 percent previously.
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