Securities and Exchange Board of India

Capital / Liquidity

AMFI Directs AMCs to Disclose Monthly Stress Test Results

By Ajoy K Das | 10/03/2024

The disclosures are intended to enhance transparency and provide investors with more insight into the risk profiles of small and mid-cap mutual fund schemes.

Enforcement

RBI Imposes Restrictions on Systemically Important NBFC

By Ajoy K Das | 06/03/2024

The RBI said JM Financial Products “repeatedly” helped customers bid for IPO and NCD offerings using loaned funds, in violation of the regulations.

Securities / Derivatives

SEBI Proposes Relaxed Disclosure Rules for Certain FPIs

By Ajoy K Das | 02/03/2024

Category I FPIs that are university funds or university-related endowments would be exempt from enhanced disclosure requirements.

Securities / Derivatives

India Establishes Expert Committee to Develop GIFT City Markets

By Ajoy K Das | 01/03/2024

The committee will help to develop rules to enable direct listings of Indian companies at GIFT City stock exchanges.

Securities / Derivatives

SEBI Seeking Greater Transparency from Small, Mid-cap Funds

By Ajoy K Das | 28/02/2024

High inflows into small and mid-cap funds have raised concerns about potential liquidity challenges in the event of large redemptions.

Securities / Derivatives

SEBI Cautions Investors of Fraudsters Claiming to Represent FPIs

By Ajoy K Das | 27/02/2024

Fraudsters are falsely claiming affiliations with SEBI-registered FPIs and offering trading opportunities and online courses to entice investors.

Securities / Derivatives

SEBI Proposes to Relax Requirements for Mutual Funds

By Ajoy K Das | 27/02/2024

Separate dedicated fund managers would no longer need to be appointed for commodity and overseas investments.

AML / KYC

India to Centralise FATCA, CRS Certifications at KYC Registration Agencies

By Ajoy K Das | 21/02/2024

RFIs are directed to upload certifications under FATCA and CRS received from clients directly into the KRA system.

Securities / Derivatives

India to Develop GIFT City Currency Derivatives Market

By Ajoy K Das | 20/02/2024

The IFSCA has established an advisory committee to study the introduction of a GIFT City market for exchange traded currency derivatives.