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Securities / Derivatives
SEBI Notifies New Stock Broker Regulations, Tightens Governance
By Nithya Subramanian | 09/01/2026
SEBI has overhauled three-decade-old stockbroker rules to strengthen governance, risk management, and investor protection while simplifying compliance and improving ease of doing business.

Market Infrastructure
SEBI Forms Working Group to Chart Technology Roadmap for MIIs
By Nithya Subramanian | 09/01/2026
The working group will develop a short- and long-term technology roadmap MIIs, focusing on emerging digital solutions including AI, DLT and tokenisation.

Securities / Derivatives
SEBI Introduces Uniform Compliance Reporting Framework for SIFs
By Nithya Subramanian | 09/01/2026
SEBI has revised the Compliance Test Report to standardise how mutual funds and asset managers report compliance for Specialised Investment Funds.

Securities / Derivatives
SEBI to Bolster Tech Strategy for MIIs, Develops AI Cyber Safety Tool
By Nithya Subramanian | 05/01/2026
SEBI plans a long-term technology roadmap for MIIs and to develop an AI tool to assess cyber resilience.

Securities / Derivatives
SEBI Tightens Capital and Operational Norms for Merchant Bankers
By Nithya Subramanian | 05/01/2026
SEBI has set higher capital and liquid net worth requirements, capped underwriting exposure, and tightened disclosure norms for merchant bankers.

Securities / Derivatives
SEBI Mandates NISM Certification for AIF Compliance Officers
By Mark Johnston | 02/01/2026
SEBI aims to raise professional standards amid rapid growth in the alternative investment fund sector.

Securities / Derivatives
SEBI Amends Rules for Basic Demat Accounts to Lower Investor Costs
By Sanday Chongo Kabange | 29/12/2025
The changes make the low-cost account a default option for eligible investors and clarify valuation rules for illiquid securities.

Securities / Derivatives
Indian Exchanges Bar Brokers From Distributing Third-Party Loans
By Sanday Chongo Kabange | 29/12/2025
The move clarifies rules for brokers also registered as research analysts, aiming to curb investor leverage and prevent conflicts of interest.

Fintech / Regtech
India's New Cyber Fraud System Showing Early Signs of Success
By Editors | 24/12/2025
Over 1,000 Indian financial institutions are now using a government platform that has so far prevented INR 6.6 billion in fraud losses.

Securities / Derivatives
SEBI Eyes Overhaul of Commodity Derivatives Market - Reports
By Editors | 24/12/2025
SEBI will form a new working group for non-agri derivatives and is in talks with other regulators on allowing banks and insurers to participate for the first time.
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