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Market Infrastructure
BSE India to Offer T+1 Settlement from 3 January 2022
By Sanday Chongo Kabange | 21/10/2021
BSE has told members and vendors to make necessary changes to their trading applications to ensure T+1 is supported.
Securities / Derivatives
SEBI Orders Mutual Funds to Direct More Trades to RFQ Platforms
By Editors | 13/10/2021
From 1 December, 25% of mutual funds’ corporate bond trades must be directed through RFQ platforms of stock exchanges.
Securities / Derivatives
SEBI Issues Swing Pricing Framework for Debt Funds
By Editors | 11/10/2021
During periods of market dislocation, investors will only be able to exit certain debt funds at 1-2 percent below the NAV.
SEBI to Stop Use of Pool Accounts for Mutual Fund Transactions
By Editors | 10/10/2021
From 1 April 2022, investor money should be directly credited to the bank account of the mutual fund scheme when an investor purchases units.
Securities / Derivatives
SEBI Proposes Adjustments to IPO Book Building Framework
By Ranamita Chakraborty | 06/10/2021
SEBI says some issuers have been setting “extremely narrow” price bands to camouflage fixed price issues as book built issues.
Capital / Liquidity
SEBI to Raise Net Worth Requirements for Market Intermediaries
By Editors | 02/10/2021
SEBI proposes to progressively raise the net worth requirements for trading members, clearing members and depository participants by October 2023.
Market Infrastructure
SEBI Approves Proposals for Gold Exchange, Social Stock Exchange
By Editors | 01/10/2021
SEBI will allow trading in electronic gold receipts. A social stock exchange will be created. Regulations on related party transactions have been strengthened.
Market Infrastructure
Open Letter from FPIs to SEBI on T+1 Settlement
By Editors | 30/09/2021
ASIFMA, Asia TraderForum and The Investment Association have issued an open letter on behalf of FPIs asking SEBI to delay implementation of T+1 settlement.
Securities / Derivatives
SEBI Updates Risk Management Framework for Mutual Funds, AMCs
By Editors | 30/09/2021
Mutual funds and AMCs will be required to maintain mandatory metrics on investment risk, liquidity risk and credit risk, and perform stress tests at least monthly.
Securities / Derivatives
SEBI Chairman: T+1 Settlement ‘Good for all Participants’
By Ranamita Chakraborty | 21/09/2021
SEBI chairman Ajay Tyagi says moving to T+1 settlement will be good for all participants and not lead to liquidity fragmentation.
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