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Fintech / Regtech
SEBI Revises Entry Norms for Innovation Sandbox
By Editors | 04/02/2021
The revisions introduce graded entry norms to encourage innovation and make it easier for firms to participate in the sandbox.
Market Infrastructure
Policy Rethink Needed to Promote Green Finance Development in India
By Manesh Samtani | 27/01/2021
India needs a policy framework that addresses existing frictions at both the national and state levels, says a new paper from the RBI.
AML / KYC
SEBI Proposes New Process for KYC in Securities Market
By Editors | 17/01/2021
Under the proposal, KYC Registration Agencies, stock exchanges and depositories would be responsible for client KYC processes.
Market Infrastructure
SEBI Proposes to Ease Stock Exchange Ownership Norms
By Editors | 12/01/2021
Domestic promoters will be allowed to own 100% of a newly set-up stock exchange or depository for up to 10 years. Foreign promoters will be allowed to own up to 49%.
Enforcement
SEBI Fines Reliance Industries, Mukesh Ambani for Manipulative Trading
By Editors | 05/01/2021
Reliance Industries entered into an arrangement with 12 agents to corner Reliance Petroleum futures and earn undue profits, SEBI said.
Market Infrastructure
SEBI Consults on New Rules for Index Providers
By Sanday Chongo Kabange | 15/12/2020
SEBI proposes rules for index providers that conform to IOSCO requirements, to align India’s practices with those observed in foreign jurisdictions.
Securities / Derivatives
SEBI Consults on Extra Disclosure Rules for Listed Companies
By Sanday Chongo Kabange | 24/11/2020
The proposals will ensure listed companies publicly disclose information shared in meetings and conference calls with institutional investors.
Securities / Derivatives
SEBI Directs Directs NSE to Triple Investor Protection Fund
By Editors | 23/11/2020
SEBI says it will review the adequacy of NSE’s investor protection fund on a half-yearly basis and that incremental contributions will be made “if required”.
ESG / Sustainability
SEBI to Expand Risk Management Committee’s Role at Listed Entities
By Editors | 15/11/2020
The requirement to constitute a risk management committee will be expanded to more companies and its role expanded to include ESG risks.
Securities / Derivatives
SEBI to Require Debt Funds to Hold Liquid Assets, Stress Test
By Editors | 09/11/2020
Open-ended debt mutual fund schemes will have to hold at least 10% of their net assets in liquid assets, and mandatorily conduct stress testing.
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