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Enforcement
SEBI Fines Reliance Industries, Mukesh Ambani for Manipulative Trading
By Editors | 05/01/2021
Reliance Industries entered into an arrangement with 12 agents to corner Reliance Petroleum futures and earn undue profits, SEBI said.
Market Infrastructure
SEBI Consults on New Rules for Index Providers
By Sanday Chongo Kabange | 15/12/2020
SEBI proposes rules for index providers that conform to IOSCO requirements, to align India’s practices with those observed in foreign jurisdictions.
Securities / Derivatives
SEBI Consults on Extra Disclosure Rules for Listed Companies
By Sanday Chongo Kabange | 24/11/2020
The proposals will ensure listed companies publicly disclose information shared in meetings and conference calls with institutional investors.
Securities / Derivatives
SEBI Directs Directs NSE to Triple Investor Protection Fund
By Editors | 23/11/2020
SEBI says it will review the adequacy of NSE’s investor protection fund on a half-yearly basis and that incremental contributions will be made “if required”.
ESG / Sustainability
SEBI to Expand Risk Management Committee’s Role at Listed Entities
By Editors | 15/11/2020
The requirement to constitute a risk management committee will be expanded to more companies and its role expanded to include ESG risks.
Securities / Derivatives
SEBI to Require Debt Funds to Hold Liquid Assets, Stress Test
By Editors | 09/11/2020
Open-ended debt mutual fund schemes will have to hold at least 10% of their net assets in liquid assets, and mandatorily conduct stress testing.
Securities / Derivatives
SEBI Introduces ‘Flexi Cap’ Category for Mutual Funds
By Editors | 09/11/2020
The new ‘Flexi Cap Fund’ category allows fund managers to dynamically change their allocations across small, mid and large-cap stocks.
Securities / Derivatives
SEBI Doubles Overseas Investment Limit for Mutual Funds
By Editors | 09/11/2020
SEBI says mutual funds can now invest up to $600mn overseas, up from $300mn previously, subject to a $7bn overall industry limit.
Securities / Derivatives
SEBI Issues Due Diligence Guidelines for Debenture Trustees
By Sanday Chongo Kabange | 05/11/2020
Debenture trustees will have to independently cerify an issuer’s assets and ensure they are adequate for a proposed issue of debt securities.
Market Infrastructure
SEBI to Promote Greater Access to Securities Market Data
By Editors | 21/10/2020
The committee will identify gaps in the public availability of securities market data and recommend regulations to promote transparency, access and useability of such data.
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