ADVERTISEMENT
Enforcement
SEBI Fines BSE for Unequal Information Access and Compliance Lapses
By Nithya Subramanian | 27/06/2025
SEBI said BSE’s systems allowed select clients early access to sensitive information, breaching transparency requirements and undermining market integrity.
Securities / Derivatives
SEC Thailand Revises Guidelines on Depositary Receipts
By Sanday Chongo Kabange | 24/06/2021
The revisions seek to facilitate the introduction of more depositary receipt products in the Thai capital market.
Enforcement
SEBI Penalises NSE, Former Officials in Colocation Case
By Editors | 12/02/2021
SEBI says NSE failed to ensure fair and equitable access by trading members subscribing to its tick-by-tick data feed system.
Securities / Derivatives
Australia to Assist Cambodia in Capital Markets Development
By Editors | 11/10/2020
The Australian government will provide technical assistance to develop a regulatory framework and market capacity for investment in infrastructure.
Cambodia to Unify Non-Banking Financial Services Regulators
By Sanday Chongo Kabange | 18/09/2020
Regulators of insurance, private pensions, securities, social security, administration, accounting and auditing, real estate, mortgages and guarantees will be combined into a single authority.
Securities / Derivatives
Cambodia Takes Steps to Develop Commodity Futures Market
By Editors | 27/06/2020
A feasibility study on commodity futures trading is being conducted by the securities regulator and Chinese conglomerate Ruifeng Tianfu Investment.
Market Infrastructure
Cambodia: Securities Regulator to Undergo Digital Transformation
By Editors | 15/04/2020
The Securities and Exchange Commission of Cambodia will develop a digital reporting system and adopt technology requirements in its regulatory framework.
Securities / Derivatives
Thailand, Cambodia Sign MoU on Cross-Border Listings
By Editors | 20/09/2019
A working group will be formed to implement mechanisms for cross-border equity offerings, dual listings and depositary receipts between the two countries.
Market Infrastructure
Thailand, Cambodia to Cooperate on Cross-Border Listings
By Editors | 13/08/2019
Thailand and Cambodia’s securities regulators have agreed on a plan to enable cross-border equity offerings and depositary receipts in a bid to boost the development of the CSX.
Securities / Derivatives
Cambodia Set to Launch First Ever Corporate Bond
By Editors | 29/08/2018
The country’s third largest microfinance institution has obtained approval from the central bank, and is now seeking final approval from the securities regulator and exchange.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team