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Securities / Derivatives
Pakistan Tightens Brokerage Rules
By Samuel Riding | 24/04/2017
Advisers have 6 months to meet new licensing regulations including capital, audit and accounting, and conduct requirements.
Securities / Derivatives
Pakistan Escalates Insider Trading Crackdown
By Samuel Riding | 10/03/2017
24 brokers issued ‘show cause’ notices, another 26 in the firing line.
Securities / Derivatives
Pakistan to Develop Guidance on Bank Insider Trading
By Samuel Riding | 24/02/2017
Regulator files criminal charges against senior banker; continues to hunt fugitive brokers.
Market Infrastructure
Pakistan Regulator Forming New Derivatives Regime
By Samuel Riding | 20/02/2017
SECP is reviewing product structures, regime for cash-settled derivatives, circuit breaker.
Securities / Derivatives
Pakistan Exchange Suspends Chief Regulatory Officer
By Samuel Riding | 15/02/2017
PSX has received 485 claims against defaulting brokerage MR Securities.
Securities / Derivatives
Pakistan Hunts Fugitive Brokers
By Samuel Riding | 09/02/2017
Brokers stole clients’ cash, stocks; SECP to also investigate PSX officials for possible negligence.
Securities / Derivatives
SECP Tightens Discretionary Brokerage Requirements
By Samuel Riding | 01/02/2017
Move aims to curb abusive trades, boost investor confidence, enhance protection.
Pakistan to Introduce Derivatives in Mid-2017
By Samuel Riding | 23/01/2017
Move aims to boost market liquidity; Sukuk bonds, infra bonds to launch soon.
Capital / Liquidity
Pakistan Boosts Fund Liquidity Requirements
By Samuel Riding | 18/01/2017
Funds must hold at least 5% in cash, cash equivalents; arrange borrowing to meet unexpected redemptions.
Pakistan Sets Out AMC Sales, Marketing Conditions
By Samuel Riding | 06/01/2017
New rules cap marketing and selling expenses at 0.4% percent of net assets, limit expenses.
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