SECURITIES AND EXCHANGE COMMISSION OF PAKISTAN

    Securities / Derivatives

    Pakistan Tightens Brokerage Rules

    By Samuel Riding | 24/04/2017

    Advisers have 6 months to meet new licensing regulations including capital, audit and accounting, and conduct requirements.

    Securities / Derivatives

    Pakistan Escalates Insider Trading Crackdown

    By Samuel Riding | 10/03/2017

    24 brokers issued ‘show cause’ notices, another 26 in the firing line.

    Securities / Derivatives

    Pakistan to Develop Guidance on Bank Insider Trading

    By Samuel Riding | 24/02/2017

    Regulator files criminal charges against senior banker; continues to hunt fugitive brokers.

    Market Infrastructure

    Pakistan Regulator Forming New Derivatives Regime

    By Samuel Riding | 20/02/2017

    SECP is reviewing product structures, regime for cash-settled derivatives, circuit breaker.

    Securities / Derivatives

    Pakistan Exchange Suspends Chief Regulatory Officer

    By Samuel Riding | 15/02/2017

    PSX has received 485 claims against defaulting brokerage MR Securities.

    Securities / Derivatives

    Pakistan Hunts Fugitive Brokers

    By Samuel Riding | 09/02/2017

    Brokers stole clients’ cash, stocks; SECP to also investigate PSX officials for possible negligence.

    Securities / Derivatives

    SECP Tightens Discretionary Brokerage Requirements

    By Samuel Riding | 01/02/2017

    Move aims to curb abusive trades, boost investor confidence, enhance protection.

    Pakistan to Introduce Derivatives in Mid-2017

    By Samuel Riding | 23/01/2017

    Move aims to boost market liquidity; Sukuk bonds, infra bonds to launch soon.

    Capital / Liquidity

    Pakistan Boosts Fund Liquidity Requirements

    By Samuel Riding | 18/01/2017

    Funds must hold at least 5% in cash, cash equivalents; arrange borrowing to meet unexpected redemptions.

    Pakistan Sets Out AMC Sales, Marketing Conditions

    By Samuel Riding | 06/01/2017

    New rules cap marketing and selling expenses at 0.4% percent of net assets, limit expenses.

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