SECURITIES AND EXCHANGE COMMISSION

    Securities / Derivatives

    Philippine Regulator Seeks to Bypass Bank Secrecy Law

    By Editors | 01/09/2015

    The Securities and Exchange Commission of the Philippines is seeking leeway from Congress to scrutinise bank records so as to respond promptly when there are cases of securities violation.

    Securities / Derivatives

    Regulator Asks Philippine Stock Exchange to Explain Outages

    By Editors | 27/08/2015

    The Securities and Exchange Commission has asked the Philippine Stock Exchange to explain trading outages that halted all floor trading three times over a span of seven days in August.

    Securities / Derivatives

    IOSCO Publishes Country Review of Pakistan’s Implementation of IOSCO Principles

    By Editors | 01/08/2015

    The International Organization of Securities Commissions has published a review of Pakistan’s implementation of IOSCO Principles, noting that its regulatory framework has undergone significant improvement in the structure and practice of regulation.

    Securities / Derivatives

    Bangladesh to Launch First ETF within One Year

    By Editors | 01/08/2015

    The Bangladesh Securities and Exchange Commission is considering launching an ETF under existing rules for collective investment schemes.

    Securities / Derivatives

    Bangladesh to Establish Clearing Corporation

    By Editors | 31/07/2015

    The Bangladesh Securities and Exchange Commission is drafting rules to establish a Clearing Corporation to perform clearing and settlement activities of the capital market.

    Securities / Derivatives

    New Rules to Allow Hedge Funds in Thailand

    By Editors | 26/07/2015

    Thailand’s Securities and Exchange Commission plans to issue regulations by the end of September that would allow the launch of hedge funds and junk bond funds in a bid to keep yield-seekers from investing abroad.

    Securities / Derivatives

    Thailand to Develop Financial Reporting Ecosystem

    By Editors | 24/07/2015

    The Securities and Exchange Commission is pushing ahead with its plan to develop the financial reporting ecosystem in Thailand in a bid to promote financial statement quality, improve operations of businesses and facilitate investor decision-making.

    Securities / Derivatives

    Thailand Eases Process for Issuance of Debt Securities

    By Editors | 22/07/2015

    Thailand’s Securities and Exchange Commission has announced it will make debt securities offerings more convenient and less time-consuming for issuers, in line with international practices.

    Securities / Derivatives

    Bangladesh Securities Regulator Unveils Venture Capital Rules

    By Editors | 28/06/2015

    The Bangladesh Securities and Exchange Commission has implemented new rules to govern venture capital firms, introducing a new source of funding for start-ups and small firms.

    Securities / Derivatives

    Pakistan Approves Sharia Advisory Board for Islamic Finance

    By Editors | 13/06/2015

    The Securities and Exchange Commission of Pakistan has approved a four-member sharia advisory board to oversee Islamic financial products in the country.

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