Securities and Futures Commission

Securities / Derivatives

Japan and Mongolia to Strengthen Cooperation

By Editors | 10/01/2014

Japan and Mongolia exchange letters with aim of sharing expertise and experience.

HK Consultation on Establishing Resolution Regime for Financial Institutions

By Editors | 07/01/2014

Hong Kong Government and regulators have launched the first stage of a public consultation on establishing an effective resolution regime for financial institutions, including financial market infrastructures.

SFC Fines HSBC over Inaccurate Licence Application

By Editors | 20/12/2013

The Hong Kong securities regulator on Thursday fined an arm of HSBC $5M HKD (US$640,000) for providing inaccurate information during […]

SFC Report Shows Trends in Risk & Risk Mitigation

By Editors | 19/12/2013

The Hong Kong Securities and Futures Commission (SFC) has released a report unveiling the trends in risk and risk mitigation. […]

SFC Issues Second Quarter Report

By Editors | 13/12/2013

The Hong Kong Securities and Futures Commission (SFC) has issued its quarterly report for the period July to September 2013.

SFC Increases Oversight of Listed Companies

By Editors | 12/12/2013

The Securities and Futures Commission (SFC) will take a broader and more proactive approach in overseeing corporate conduct of listed […]

Markit to Provide SFC Electronic Trading Rules Solution

By Editors | 29/11/2013

Markit announced today it had been selected by members of the Asia Securities Industry and Financial Markets Association (ASIFMA) to provide the online solution to facilitate compliance with Hong Kong’s Securities and Futures Commission’s (SFC) new electronic trading rules.

SFC Issues OTC Corporate Participant Survey

By Editors | 19/11/2013

The Securities and Futures Commission (SFC) today has issued a survey to corporate participants in the Hong Kong over-the-counter (OTC) […]

OTC Clear Granted Recognition by SFC

By Editors | 01/11/2013

OTC Clearing Hong Kong Limited (OTC Clear) has announced that the Securities and Futures Commission (SFC) has on the 25 […]