Securities and Futures Commission

    AML / KYC

    Hong Kong SFC Issues AML Warning as JFIU Prepares New STR Platform

    By Sanday Chongo Kabange | 28/11/2025

    The SFC has detailed expected controls to combat layering via brokerages and virtual assets, as HKPF prepare to launch a new system for reporting suspicious transactions.

    Sanctions

    Hong Kong Licensed Lender Linked To Sanctioned Prince Group – Report

    By Sanday Chongo Kabange | 27/11/2025

    An associate of sanctioned Prince Group's Chen Zhi is tied to a licensed money lender that holds a mortgage over shares in a Hong Kong-listed firm.

    Crypto / Digital Assets

    Hong Kong SFC Details Regulatory Push on Private Credit, AI, Digital Assets

    By Sanday Chongo Kabange | 26/11/2025

    SFC chief outlines new OTC reporting rules, 'human in the loop' AI policy, and final steps for digital asset framework.

    Enforcement

    Hong Kong ICAC Charges Ex-HKEX Executive in Bribery Probe

    By Sanday Chongo Kabange | 25/11/2025

    Hong Kong's ICAC has charged a former HKEX executive with accepting bribes to leak confidential company information.

    Securities / Derivatives

    SFC Warns on Banned China Bond Tactic Migrating to City - Report

    By Sanday Chongo Kabange | 25/11/2025

    The SFC has warned of regulatory action as cash-strapped Chinese LGFVs use off-book payments to boost bond returns.

    Crypto / Digital Assets

    AMINA Bank Secures Hong Kong Licence for Institutional Crypto Services

    By Sanday Chongo Kabange | 20/11/2025

    AMINA Bank is the first international banking group to secure authorisation in Hong Kong to offer regulated crypto trading and custody to professional investors.

    Securities / Derivatives

    Hong Kong SFC Flags Derivatives Rule Changes, Eyes Deeper China Links

    By Sanday Chongo Kabange | 20/11/2025

    The SFC is consulting on new capital and investor ID rules while planning for Southbound Swap Connect access.

    Securities / Derivatives

    HKIFA Prioritises Deeper Mainland Connectivity, ETF Connect Reform

    By Manesh Samtani | 19/11/2025

    The HKIFA is pushing for greater investor education in the GBA and further reforms to boost cross-border fund flows.

    AML / KYC

    Hong Kong SFC Mandates Stricter AML Controls to Combat 'Layering'

    By Sanday Chongo Kabange | 18/11/2025

    The SFC expects firms to implement bank account registration, withdrawal holding periods, and enhanced monitoring to counter a new money laundering trend.

    Enforcement

    Hong Kong Top Court Reinstates Convictions in Convoy Fraud Case

    By Sanday Chongo Kabange | 17/11/2025

    Four former executives face restored sentences for a bond placement scheme, as regulators signal tougher oversight in the financial hub.

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