SECURITIES AND FUTURES COMMISSION

    Securities / Derivatives

    SFC Consults On Capital Rule Overhaul for OTC Derivatives Dealers

    By Sanday Chongo Kabange | 15/07/2025

    The SFC is consulting on Basel III-aligned rules, creating new categories for dealers and introducing the first capital treatments for virtual asset derivatives.

    Securities / Derivatives

    HKEX Lists Hong Kong's First Active ETF Cross-Listing

    By Sanday Chongo Kabange | 10/07/2025

    The first active ETF cross-listing in Hong Kong is the first under a mutual recognition of funds scheme established with Ireland in May.

    AML / KYC

    Hong Kong Launches 3rd Iteration of Anti-Scam Consumer Protection Charter

    By Sanday Chongo Kabange | 10/07/2025

    The “Charter 3.0” establishes a collaborative framework for combatting financial frauds and scams that also includes tech firms and telecos.

    Crypto / Digital Assets

    Crypto Derivatives Exchanges Warned of Threat to Insurance Funds

    By Manesh Samtani | 09/07/2025

    A new report details how attackers exploit design flaws to drain platform reserves and urges proactive surveillance.

    Market Infrastructure

    UPDATED: Bond Connect Expands to Non-Banks, Repo Rules Eased

    By Manesh Samtani | 08/07/2025

    Regulators will permit non-bank institutions into Southbound trading and allow rehypothecation in repo deals, with key changes launching on 25 August.

    Market Infrastructure

    Hong Kong's New Investor Visa Draws Over HKD 46 Billion in Pledged Capital

    By Sanday Chongo Kabange | 08/07/2025

    The Capital Investment Entrant Scheme has attracted over 1,500 applicants, with plans to further enhance tax regimes for funds and family offices.

    AML / KYC

    SFC Fines Arta Global Futures and Suspends Ex-Directors for AML Breaches

    By Editors | 04/07/2025

    The SFC has penalised Arta Global Futures and suspended two former senior executives over systemic AML and trading surveillance failures.

    Market Infrastructure

    HKEX Introduces New Order Routing Service on Integrated Fund Platform

    By Sanday Chongo Kabange | 04/07/2025

    The introduction of the new Order Routing Service will help transform the fund order placement process, which includes subscriptions and redemptions.

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    Crypto / Digital Assets

    SFC Grants Licences for Tokenised Securities to DigiFT

    By Editors | 03/07/2025

    Digital asset platform DigiFT has gained approval to deal in and advise on tokenised real-world assets, expanding its Asia footprint.

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    Securities / Derivatives

    Hong Kong: New Position Limits for Key Derivatives Set to Take Effect

    By Sanday Chongo Kabange | 01/07/2025

    The SFC says the increase in position limits will provide greater flexibility for market participants in their trading activities.

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