Posts By Editors, Regulation Asia
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30SEBI Directs Market to Display Investor Charter, Complaints Data
Editors, Regulation Asia December 4, 2021From January 2022, stock exchanges, merchant bankers and RTAs will need to publish the new investor charter as well as complaints data on their websites.
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33Thai SEC to Enhance Capital Market Resilience to Cyber Risk
Editors, Regulation Asia December 4, 2021Under revised rules, market participants are required to and enhance cybersecurity control measures, vulnerability assessments, penetration testing and third-party access controls.
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88FSB Offers Guidance on Enhancing G-SIB Crisis Preparedness
Editors, Regulation Asia December 2, 2021The FSB identifies good practices to help authorities enhance their preparedness for the management and resolution of a crisis affecting a G-SIB.
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104SGX Launches First Leveraged and Inverse ETPs
Editors, Regulation Asia December 2, 2021The listing enables investors to express market views without engaging in traditional leverage strategies that require margin monitoring or shorting, said SGX's Michael Syn.
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147Refinitiv Launches USD IBOR Institutional Cash Fallbacks
Editors, Regulation Asia December 2, 2021Fallbacks for institutional cash products are now production benchmarks. Prototype fallbacks for consumer cash products will be launched on 3 January 2022.
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150SFC Bans Former Private Banker Over False Academic Qualifications
Editors, Regulation Asia December 2, 2021The SFC considers the former relationship manager to not be fit and proper as her conduct was "plainly dishonest".
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118RBI to Update Rules on Ownership of Private Sector Banks
Editors, Regulation Asia December 2, 2021Promoters will be able to increase their long-run stakes in private sector banks from 15 to 26 percent. The capital requirement for a universal bank licence will be doubled.
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114Bursa Malaysia to Enhance Conflict of Interest Disclosure Rules
Editors, Regulation Asia December 2, 2021Proposed amendments will require directors and senior managers of listed companies to disclose their interests in competing businesses.
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343ASX Opens First Industry Test Environment for CHESS Replacement
Editors, Regulation Asia December 1, 2021ITE1 is open for software providers to test functional and non-functional workflows for the new equities clearing and settlement system.
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325MAS Grants Fourth Digital Payment Token Licence
Editors, Regulation Asia December 1, 2021Crypto payments firm TripleA is the fourth company to receive a DPT licence in Singapore after FOMO Pay, DBS Vickers and Independent Reserve.
