Posts By Peter Guy, Regulation Asia
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International
Believe It – More Fund Management Regulation Coming
Resistance by Fidelity Investments and BlackRock is futile. Large fund managers pose a systemic risk in their own way.
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International
Proprietary Trading: It’s Still Out There
The Volker rule was supposed to end proprietary trading, but it has only found a new home inside banks.
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International
The Consequences of Dumbing Down Banks
Regulators are killing innovation leading to unintended outcomes. Read what Harvard Business School candidates are saying about the dismal career prospects of over regulated banks.
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International
How the Fifa Case is Affecting AML and KYC Procedures
It is unusual that Fifa was able conduct business for so long despite sensational allegations by the media. Compliance teams need to rethink their standards.
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International
Banking on Good Behaviour
Conduct risk is proving to be the most frustrating crusade for regulators to lead as no one really understands what it means.
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International
Barclays Fires CEO Antony Jenkins But Still Unable to Define Strategy
Board faces touch choices caught between demands of regulatory compliance and business performance.
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International
Information Overload Threatens Effective Compliance
Revealing insights show how banks can’t rely on technology to prevent the next crisis.
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China
Mutual Fund Recognition Reveals Fund Distribution Problems
Restrictions on the independent operations of Hong Kong asset managers in China may impose sales bottleneck.
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International
IFRS9: A Major Change in Determining Risk
By January 2018, risk systems will have to revise the way they value and account for hedges and other positions on their books.
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International
Anti-Corruption Practices Must Encompass Entire Banking Process
Expanding due diligence capabilities will require strong data and information resources.
