China’s New Invention: A Parallel Regulatory System

07/09/2015

Juggling the fear and panic of its worst stock market crash against long term financial regulatory reforms would challenge any country.

Good Regulation vs. Bad Instrument

25/08/2015

Credit default swaps were the market’s equivalent of a nuclear meltdown. Now they are coming back. Will any amount of regulation prevent the next big one?

Believe It – More Fund Management Regulation Coming

19/08/2015

Resistance by Fidelity Investments and BlackRock is futile. Large fund managers pose a systemic risk in their own way.

Proprietary Trading: It’s Still Out There

10/08/2015

The Volker rule was supposed to end proprietary trading, but it has only found a new home inside banks.

The Consequences of Dumbing Down Banks

03/08/2015

Regulators are killing innovation leading to unintended outcomes. Read what Harvard Business School candidates are saying about the dismal career prospects of over regulated banks.

How the Fifa Case is Affecting AML and KYC Procedures

28/07/2015

It is unusual that Fifa was able conduct business for so long despite sensational allegations by the media. Compliance teams need to rethink their standards.

Banking on Good Behaviour

24/07/2015

Conduct risk is proving to be the most frustrating crusade for regulators to lead as no one really understands what it means.

Barclays Fires CEO Antony Jenkins But Still Unable to Define Strategy

09/07/2015

Board faces touch choices caught between demands of regulatory compliance and business performance.

Information Overload Threatens Effective Compliance

09/07/2015

Revealing insights show how banks can’t rely on technology to prevent the next crisis.