Peter Guy is Co-founder and Editor-at-Large of Regulation Asia. His analysis and coverage includes capital markets, private banking and asset management. Peter is a former banker and award-winning financial journalist. peter@regulationasia.com
Achieving Regulatory Compliance: The Road Ahead
03/12/2015
Compliance managers talk frankly about immense cross jurisdictional and data management challenges that refuse to go away.
The Land that Regulation Forgot
23/11/2015
Asset managers unrealistically expect to escape iron grasp of SIFI regulation.
The Need to Refocus Bank Regulation
16/11/2015
Banking’s dirty secret: no one knows how to make compliance work. What next for the universal banking model?
Spoofing Conviction Creates Uncertainty
09/11/2015
Last week’s successful US conviction creates more ambiguity in electronic trading and global markets.
Compliance Culture and Goldman’s Fine for Fed Leaks
03/11/2015
Hiring at the edge of the revolving door between regulators and banks inevitably creates hazardous regulatory challenges.
When Regulations and Technology Clash
26/10/2015
The ill-conceived pursuit of technology innovations by wealth managers and over cautious regulations are causing more uncertainty among clients.
Financial Innovation Shouldn’t Fall Victim to Regulators’ Regrets
20/10/2015
Some regulators regret that no bankers were imprisoned for their role in the 2008 financial crisis. But, is this realistic?
Breaking Away From a US Dollar Dominated World
13/10/2015
CIPS translates into geopolitical, transnational banking power by obviating American oversight.
Trying to Regulate ‘Black Swan’ Events
05/10/2015
Whether or not they know it authorities have taken on the impossible task of preparing for financial calamity.
Regulatory Arbitrage: The Next Big Wave in China
28/09/2015
The ability to exploit or position trading positions ahead of regulatory changes will emerge as a source of competitive advantage.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team