Posts By Peter Guy, Regulation Asia
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721Hong Kong Money Laundering – The River Runs Through It
Peter Guy, Regulation Asia May 7, 2018While Hong Kong struggles to reduce and contain money laundering activities at existing financial institutions, the role of cryptocurrencies in undermining compliance and enforcement capabilities is overlooked.
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752Postcards from the Crypto Frontier
Peter Guy, Regulation Asia April 30, 2018Like a wild west cowboy town, Asian crypto-trading has overwhelmed regulatory efforts to control and discourage its growth. But regulatory confusion and misunderstanding have created opportunities and pitfalls.
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875Ant Financial – A Disruptive Force for Regulators
Peter Guy, Regulation Asia April 23, 2018Blurring the regulatory distinction between banking and financial technology creates both opportunity and pitfalls.
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809Outsourcing Compliance and Cybersecurity is Increasingly Risky Business
Peter Guy, Regulation Asia April 16, 2018Recent FCA case highlights cost of mismanaged outsourcing. Potential IT problems are brewing for private equity GPs too as big deals systemically overlap banking system.
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709MiFID II Could Kill Quality Investment Research
Peter Guy, Regulation Asia April 9, 2018If almost all communications between sales-traders and clients is classified as “research”, severe distortions will hit the economics of quality investment insights.
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837Decline of the House of Basel
Peter Guy, Regulation Asia March 26, 2018The Basel regime has shown itself to be incomplete and not universally applicable. With the Trump administration seeking to allow a return to proprietary trading, profound implications for global banks’ risk management are only just beginning to surface.
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808China’s Bold Regulatory Reorganisation
Peter Guy, Regulation Asia March 19, 2018Super regulator’s major obstacle will be resisting the cycles of international financial history while meeting the challenges of a big, fast-growing economy.
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Who’s Picking up the MiFID II Bill?
Peter Guy, Regulation Asia March 12, 2018MiFID II’s rollout into the middle of a market reversal and complaints about asset manager fees couldn’t have come at a worse time.
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772Profitability through Compliance Technology: Dreaming the Impossible Dream
Peter Guy, Regulation Asia March 5, 2018Large technology investments to improve compliance performance have not yielded desired results almost ten years after the global financial crisis.
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694Pre-crisis Bank Resolution Model Makes an Unwelcome Return
Peter Guy, Regulation Asia February 26, 2018The Trump administration’s Chapter 14 – a misguided attempt to end “too big to fail” by sending bank resolutions to court – will only heighten systemic risk.
