Editors

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    Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

    Articles by Editors

    Enforcement

    UPDATED – South Korea Cracks Down on High-Risk Derivatives Sales

    14/11/2019

    Penalties for mis-selling are being toughened to include fines up to 30 million won and punitive fines up to 50 percent of unfair gains. New standards for professional investors also established.

    AML / KYC

    Inaugural FATF Supervisors’ Forum Meets in China

    14/11/2019

    The Supervisors’ Forum brought together supervisors from over forty countries to discuss ways in which oversight on ML/TF risks can be enhanced.

    Press Release

    Regulation Asia Awards: PwC Wins Consulting Firm of the Year

    14/11/2019

    PwC’s consulting practice in Singapore has won the Consulting Firm of the Year category in the 2nd Regulation Asia Awards for Excellence 2019.

    Press Release

    Regulation Asia Awards: DTCC Wins Market Infrastructure of the Year

    14/11/2019

    The DTCC has been awarded Market Infrastructure of the Year in the 2nd Regulation Asia Awards for Excellence 2019.

    Press Release

    ACAMS Wins Compliance Training Firm of the Year Award

    14/11/2019

    ACAMS has been awarded Compliance Training of the Year award in the 2nd Regulation Asia Awards for Excellence 2019.

    Press Release

    Regulation Asia Awards: Herbert Smith Freehills Wins Law Firm of the Year

    14/11/2019

    Herbert Smith Freehills has been awarded Law Firm of the Year in the 2nd Regulation Asia Awards for Excellence 2019.

    Press Release

    Synpulse Highly Commended in Consulting Firm of the Year Category

    14/11/2019

    Synpulse Management Consulting was highly commended in the hotly-contested Consulting Firm of the Year category.

    Press Release

    Regulation Asia Awards: SGX Wins Exchange of the Year

    14/11/2019

    SGX has been awarded Exchange of the Year in the 2nd Regulation Asia Awards for Excellence 2019.

    Press Release

    Exiger Wins Highly Commended for AML/CTF Compliance Capabilities

    14/11/2019

    Exiger was highly commended in the hotly-contested Best Solution category for AML/CTF Compliance.

    Press Release

    Regulation Asia Awards: Refinitiv Wins Best Solution in AML/CTF Compliance

    14/11/2019

    Refinitiv has been awarded Best Solution in AML/CTF Compliance.

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