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Enforcement
UPDATED – South Korea Cracks Down on High-Risk Derivatives Sales
14/11/2019
Penalties for mis-selling are being toughened to include fines up to 30 million won and punitive fines up to 50 percent of unfair gains. New standards for professional investors also established.
AML / KYC
Inaugural FATF Supervisors’ Forum Meets in China
14/11/2019
The Supervisors’ Forum brought together supervisors from over forty countries to discuss ways in which oversight on ML/TF risks can be enhanced.
Press Release
Regulation Asia Awards: PwC Wins Consulting Firm of the Year
14/11/2019
PwC’s consulting practice in Singapore has won the Consulting Firm of the Year category in the 2nd Regulation Asia Awards for Excellence 2019.
Press Release
Regulation Asia Awards: DTCC Wins Market Infrastructure of the Year
14/11/2019
The DTCC has been awarded Market Infrastructure of the Year in the 2nd Regulation Asia Awards for Excellence 2019.
Press Release
ACAMS Wins Compliance Training Firm of the Year Award
14/11/2019
ACAMS has been awarded Compliance Training of the Year award in the 2nd Regulation Asia Awards for Excellence 2019.
Press Release
Regulation Asia Awards: Herbert Smith Freehills Wins Law Firm of the Year
14/11/2019
Herbert Smith Freehills has been awarded Law Firm of the Year in the 2nd Regulation Asia Awards for Excellence 2019.
Press Release
Synpulse Highly Commended in Consulting Firm of the Year Category
14/11/2019
Synpulse Management Consulting was highly commended in the hotly-contested Consulting Firm of the Year category.
Press Release
Regulation Asia Awards: SGX Wins Exchange of the Year
14/11/2019
SGX has been awarded Exchange of the Year in the 2nd Regulation Asia Awards for Excellence 2019.
Press Release
Exiger Wins Highly Commended for AML/CTF Compliance Capabilities
14/11/2019
Exiger was highly commended in the hotly-contested Best Solution category for AML/CTF Compliance.
Press Release
Regulation Asia Awards: Refinitiv Wins Best Solution in AML/CTF Compliance
14/11/2019
Refinitiv has been awarded Best Solution in AML/CTF Compliance.
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