Editors

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    Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

    Articles by Editors

    Securities / Derivatives

    PBOC Announces Stricter Asset Management Rules

    02/05/2018

    New rules include leverage limits, a ban on implicit guarantees, risk reserve provisioning amounting to 10% of management fees; transition period for full compliance to last until end-2020.

    Market Infrastructure

    SEBI Extends Deadline for Monitoring Foreign Investment Limits

    02/05/2018

    Extension to give listed companies more time to provide data to depositories on foreign investment; data to enable daily calculation of foreign investment in listed companies.

    Big Picture

    Moody’s Places HK Banks on Review for Upgrade

    01/05/2018

    Hong Kong legislation enables authorities to achieve orderly resolution in the event of a bank failure and provides clarity on the effect on depositors and other creditors.

    Enforcement

    Chinese Exchanges Toughen ‘Abnormal Trade’ Monitoring

    01/05/2018

    SZSE and SSE have strengthened rules for member firms on monitoring key accounts for abnormal trading and market manipulation.

    Securities / Derivatives

    China Securities Regulator Encourages Rental Property Securitisation

    28/04/2018

    CSRC says rental asset-backed REITs will allow property developers to raise funds, reduce leverage and diversify investment options.

    Securities / Derivatives

    Indian Exchanges Enable Retail Investment in Gov’t Securities

    27/04/2018

    BSE and NSE have launched online platforms for retail investors to participate in weekly RBI auctions for government securities and treasury bills.

    Market Infrastructure

    HKEX Appoints Laura Cha as Chairman

    27/04/2018

    Industry veteran Laura Cha is first female chairman for a two-year term, subject to approval by chief executive Carrie Lam.

    Securities / Derivatives

    China Allows Domestic Investors to Buy Hong Kong Equity Research

    26/04/2018

    The CSRC has allowed certain types of Hong Kong brokerages to sell locally-focused research to Chinese mainland investors as it looks to further integrate the two markets.

    Enforcement

    Cambodia Warns Against Online Lending Firms

    26/04/2018

    Central bank says many online lending firms are not licensed, making the loans illegal.

    AML / KYC

    RBI Updates KYC Guidance to Include Aadhar, Taxpayer Numbers

    25/04/2018

    Accounts opened without new documentary requirements will have severe restrictions in place including a INR50,000 maximum balance and monitoring to prevent foreign transactions.

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