Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com
AML / KYC
Revealed – Asian Institutions’ KYC Disconnect
11/04/2016
Divergent attitudes of staff at different organisational levels illustrate difficulties in implementing culture of compliance.
SFC Appoints New Head of Enforcement
24/03/2016
Thomas Atkinson to move from Ontario Securities Commission on 3-year term.
Market Infrastructure
Pakistan Introduces Non-bank Micro Finance Companies
24/03/2016
Securities and Exchange Commission revamps regulation to support microenterprises, financial inclusion.
Market Infrastructure
Vietnamese Banks Facing Capital Pressure – Moody’s
24/03/2016
Banks are cleaning up problem assets but loan-loss provisions hurt profitability.
India Rising – Tread Cautiously
16/03/2016
Investors should beware the potential reputational risk from India’s legacy of corruption.
CSRC Plans to Reform IPO Registration Process
15/03/2016
Chinese regulators intends to take steps to reform its stock markets’ IPO registration system.
Market Infrastructure
Bangladesh Bank Claims Hackers Attempted to Take $951mn
15/03/2016
Finance Minister learned of it only a month later when news initially appeared in the media.
Market Infrastructure
China Banking Risk Controllable, says CBRC
14/03/2016
Chairman says regulators will work to prevent systemic financial risks.
Market Infrastructure
BSE Receives In-principle Approval for Listing
14/03/2016
IPO is set to be launched in the next six to nine months.
Securities / Derivatives
CBRC Warns on Lending to Industries with Overcapacity
14/03/2016
China banking regulator warns lenders about risks of exposure to borrowers with industrial overcapacity
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