CCDI Criticises PBOC, Regulators, Exchanges

11/02/2016

Regulatory bodies look set for deeper investigation in the Lunar New Year.

Tip of the Iceberg? – Ezubao and China P2P

04/02/2016

Ponzi scheme revelations cast shadow over China’s P2P lending sector.

Debunking the Myths About AIFMD Depositary Requirements

22/12/2015

Concerns about this element of the Alternative Investment Fund Managers Directive have proved unfounded, says Augentius’s Ian Kelly.

How Regulation is Accelerating Use of E-trading

16/12/2015

Moves to reduce systemic risk and increase transparency in OTC derivatives support technological innovation.

FATF Issues AML/CFT Guidance

01/12/2015

Financial Action Task Force guidance focuses on ‘main outcomes’ in tackling money laundering, terrorist financing.

Securities / Derivatives

Leading Banks Join Fenergo in Addressing Industry Challenges

09/11/2015

Complexity of multi-jurisdictional entity data is presenting financial institutions with inconsistencies between international and local rules and restrictions.

S. Korea’s FSS to Encourage Financial Institutions to Take Active Part in Corporate Restructuring

28/10/2015

Country’s top financial regulator expected to push forward plan to restructure corporations in poor financial health this year.

Australia’s Big Four Banks Face Grilling on Bad Debts, Margins

28/10/2015

Expected move follows market leading rate increases in July and August amid regulatory scrutiny of high profitability.

SEBI Open to Changing ETF Norms: Sinha

28/10/2015

Head of Indian regulator says willing to consult with market participants and experts.