Singapore Conducts Assessment of Money Laundering and Terrorist Financing

22/10/2013

Singapore has launched a comprehensive assessment of money laundering and terrorist financing risk in the country. A joint steering committee […]

Second IOSCO Hedge Fund Survey Published

22/10/2013

The International Organization of Securities Commissions has published the Report on the Second IOSCO Hedge Fund Survey. The aim of […]

Securities / Derivatives

Mongolian Banks Under Pressure From State Involvement

21/10/2013

Fitch Ratings says in a new report that the Mongolian government’s credit stimulus adds pressure on banks’ margins, capital, and […]

SEC Halts Worldwide Pyramid Scheme

21/10/2013

The Securities and Exchange Commission today announced charges and asset freezes against the operators and promoters of a worldwide pyramid […]

Korean Banks Make the Most of Basel III Window

20/10/2013

Korean banks are making the most of the delayed implementation of Basel III by raising cheaper regulatory capital. Fitch Ratings […]

RBA Ellis’ Speech on Stability, Efficiency, Diversity

18/10/2013

A speech delivered today by Dr Luci Ellis to the Paul Woolley Centre for the Study of Capital Market Dysfunctionality Conference in Sydney.

IOSCO Launches First Securities Markets Risk Outlook

17/10/2013

The International Organization of Securities Commissions (IOSCO) has published the IOSCO Securities Markets Risk Outlook for 2013-2014. The report highlights […]

Securities / Derivatives

Sanctions Risk Within Supply Chain Financing

16/10/2013

Henry Balani from Accuity looks at the Anti-Money Laundering risks related to Trade Finance

China Re-signs MoU with Ukraine

15/10/2013

On December 22, 1997, China Securities Regulatory Commission (CSRC) signed a Memorandum of Understanding (MOU) Regarding Securities and Futures Regulatory […]