Bloomberg Launches Compliance Center

19/12/2013

With recent controversy surrounding group chat rooms used by financial firms including measures by Barclays, Citigroup and Royal Bank of […]

SFC Report Shows Trends in Risk & Risk Mitigation

19/12/2013

The Hong Kong Securities and Futures Commission (SFC) has released a report unveiling the trends in risk and risk mitigation. […]

Guy Debelle: Why Do We Have Liquidity Regulation?

17/12/2013

Guy Debelle at the recent Australasian Finance and Banking Conference in Sydney gives an overview below of Basel III and why we have liquidity regulation.

SFC Issues Second Quarter Report

13/12/2013

The Hong Kong Securities and Futures Commission (SFC) has issued its quarterly report for the period July to September 2013.

Securities / Derivatives

Philippines Strengthens Capital Structure of Foreign Banks

13/12/2013

The Philippines Central Bank’s (Bangko Sentral) Monetary Board (MB) has approved amendments to the capital framework of foreign bank branches […]

SFC Increases Oversight of Listed Companies

12/12/2013

The Securities and Futures Commission (SFC) will take a broader and more proactive approach in overseeing corporate conduct of listed […]

Securities / Derivatives

Iran: The End of Sanction Programs as we know it?

11/12/2013

Recently, deals were struck between Iran and the West to curb Iran’s nuclear program. What does this mean for a financial institution’s AML economic sanctions program?

Deutsche Bank Official: Regulation to Dominate Banking

11/12/2013

Regulation will dominate the banking industry for the next year and beyond, according to Dr Paul M Achleitner, Chairman of […]

RBA Assessment of Australian Payments System

11/12/2013

The Reserve Bank of Australia (RBA) has carried out its assessment of aspects of the Australian Payments System against the relevant international standards.