Editors

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    Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

    Articles by Editors

    Enforcement

    Hong Kong Charges 13 in Suspects Over Ramp-and-Dump Scheme

    03/10/2022

    The suspects allegedly used different social media platforms to manipulate the trading in the shares of two Hong Kong-listed companies.

    South Korea Extends Loan Forbearance Programme for Businesses

    03/10/2022

    The extension takes effect from 4 October, the same day applications for the New Start Fund open for small merchants and the self-employed.

    Enforcement

    Australian Court Dismisses ASIC Lawsuit Against CBA

    03/10/2022

    The Federal Court ruled that ASIC failed to establish that CBA received conflicted remuneration when distributing Colonial First State’s superannuation product.

    AML / KYC

    FINRA Issues New Penalties Guidance for Rule Violations

    03/10/2022

    Large firms face penalties with no upper limit if they fail to reasonably monitor for and report suspicious transactions.

    Market Infrastructure

    Hong Kong to Launch Dual Counter Trading in H1 2023

    03/10/2022

    A market-maker system will be established to facilitate yuan-denominated stock trading. Stamp duty will be waived for market makers providing liquidity for yuan shares.

    Securities / Derivatives

    India Allows FPIs to Trade Commodity Derivatives Market

    03/10/2022

    Since 2018, FPIs been allowed to trade exchange-traded commodity derivatives but only to hedge actual underlying exposures to physical commodities.

    Capital / Liquidity

    Large Global Banks See Highest Capital Ratios Since 2012: BCBS

    03/10/2022

    A special feature in the latest Basel III monitoring report reveals that crypto exposures are small, around 0.14% of total exposures on a weighted average basis.

    Securities / Derivatives

    Taiwan Tightens Short Selling Rules to Stabilise Market

    03/10/2022

    The measures tighten limits on the volume of intraday securities lending orders, and raised the margin requirements on securities lending.

    Singapore Tightens Mortgage Rules to Ensure Prudent Borrowing

    03/10/2022

    Lenders will have to assume higher interest rates when assessing borrowers’ repayment ability. The LTV limit for HDB housing loans has been lowered.

    Capital / Liquidity

    APRA Removes CBA’s Remaining A$500m Capital Add-on

    03/10/2022

    The A$1bn capital add-on imposed on CBA in May 2018 was halved in November 2020, and has now been completely removed.

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