Editors

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    Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

    Articles by Editors

    Fintech / Regtech

    India Establishes Protocols for Interoperable Regulatory Sandbox

    17/10/2022

    The interoperable regulatory sandbox will enable firms to test innovative products and services that fall under multiple financial sector regulators.

    Fintech / Regtech

    China to Interlink All Credit Reporting Systems Nationwide

    17/10/2022

    The PBOC will establish connectivity between all credit reporting systems and platforms nationwide, so data on each economic entity can be combined into a single “credit file”.

    Securities / Derivatives

    Philippine SEC Authorises Country’s First Corporate Debt Vehicle

    17/10/2022

    The fund will exclusively invest in debt securities such as bonds, notes, commercial paper, debentures, and other evidence of indebtedness.

    Securities / Derivatives

    SEBI Issues Framework for Dealing with CRA Licence Cancellations

    17/10/2022

    The new framework comes after SEBI for the first time cancelled the licence of a CRA, Brickwork Ratings India, and ordered it to wind down its operations within six months.

    ESG / Sustainability

    ABS Launches Sustainability Guidelines for Private Banking

    17/10/2022

    A common industry training benchmark has also been established to help upskill private banking relationship managers in the area of sustainability.

    Securities / Derivatives

    Taiwan: 12 Fund Managers Selected to Receive Policy Concessions

    17/10/2022

    Ten foreign fund managers and two investment trust companies will receive preferential treatment for one year.

    Enforcement

    Hong Kong Court Convicts Former Fulbright Securities AE

    17/10/2022

    The former account executive, banned for life in 2017, pleaded guilty to employing a fraudulent scheme involving securities transactions in eight stocks.

    AML / KYC

    FCA Fines UK Challenger Bank for Weak AML Controls

    17/10/2022

    Gatehouse Bank failed to perform appropriate checks on customers based in high-risk countries and customers that were classified as PEPs.

    AML / KYC

    Thailand Creates Working Group to Tackle Social Media Scams

    16/10/2022

    Facebook accounts will be tracked and websites will be blocked if they are found to be promoting fraudulent investment schemes or raising funds illegally.

    Crypto / Digital Assets

    China Blocks 13 Crypto Apps Found to be Locally Accessible

    16/10/2022

    13 mobile apps for crypto trading that were still accessible in China have been removed from app stores at the direction of a Beijing court.

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