Editors
Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com
Articles by Editors
Fraud, Scams & Cybercrime
US Banks Preparing to Accept More Liability for Zelle Frauds
04/12/2022
Under the planned rules, member banks would be responsible for certain fraudulent transactions made on the Zelle network, even if self-initated by the customer.
Anti-Bribery & Corruption
FCA Fines Julius Baer UK Unit for Over ‘Corrupt’ Finders Fees
03/12/2022
Julius Baer improperly paid “corrupt” finder’s fees to a Yukos Group employee in exchange for business from the now-defunct Russian conglomerate.
Conduct, Culture & Accountability
US Financial Firms to Spend $18bn on Surveillance Tech This Year
03/12/2022
The increased spending comes after multiple financial firms were fined for failing to monitor and keep records on employees’ communications via messaging apps.
Conduct, Culture & Accountability
IOSCO Offers Guidance to Regulators on Investor Education, Protection
03/12/2022
IOSCO report proposes seven sound practices for regulators to consider when designing financial and investor education initiatives, particularly during periods of crisis.
Trading & Investment
China to Pilot Commercial Pensions to Supplement New Private Pension Scheme
03/12/2022
China launched its private pension scheme in 36 cities on 25 November. Commercial pension trials will start in 10 cities on 1 January.
Reporting & Disclosures
ASIC Fines Vanguard Australia for ‘Greenwashing’ in Funds
02/12/2022
Vanguard’s exclusion was meant to prevent investment in companies that sell tobacco products, but its screen only excluded manufacturers and not sellers.
Structural Regulation
CSRC Lifts Equity Financing Ban for Property Firms
02/12/2022
The CSRC is allowing listed developers to conduct equity financing, mergers and acquisitions, corporate restructurings, private share placements, and overseas fundraising.
Data Privacy
APRA Pledges to Minimise Burden of New Data Collections
02/12/2022
APRA says it is committed to “early and frequent” engagement with the industry on its new data collections, what it calls a “co-design approach”.
CBDCs
DTCC Publishes Findings from Experimental CBDC Work
02/12/2022
The prototype developed was able to connect two distinct asset networks to enable “secure, resilient, and efficient security settlement with CBDC.”
Liquidity Risk
BOJ Relaxes Terms of Securities Lending Facility
02/12/2022
The move is aimed at ensuring stability in the market and easing tight JGB liquidity in the repo market.
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