Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com
Securities / Derivatives
SEBI Proposes Rules for Mutual Fund ‘Execution-only’ Platforms
31/07/2022
Operators of platforms offering execution-only services in direct plans offered by mutual funds would have to register with SEBI, AMFI or stock exchanges.
Securities / Derivatives
Korean Regulators Vow to Punish Illegal Short Selling Activities
29/07/2022
Regulators may revise laws as early as this year to require short sellers trading large quantities of stocks to file reports on their activity.
AML / KYC
AUSTRAC Proposes Rule Change to Accommodate ISO 20022
29/07/2022
The proposed amendments will enable reporting entities to submit IFTIs using the ISO 20022 message format.
Market Infrastructure
APRA Proposes New Operational Risk Management Standard
29/07/2022
APRA proposes to introduce a new cross-industry prudential standard on operational risk management, which also covers third-party service providers.
ESG / Sustainability
Australia Introduces Bill to Enshrine Climate Targets in Law
29/07/2022
The bill will enshrine into law a commitment to reduce emissions 43 percent by 2030, based on 2005 levels, and to reach net zero by 2050.
Securities / Derivatives
HKEX Finalises Revisions to Position Limits for SSO, SSF
29/07/2022
HKEX has confirmed plans to widen its position limit rules covering single stock options and futures and its flagship mini contracts.
Securities / Derivatives
SIX Swiss Exchange Lists First Chinese A-Shares as GDRs
28/07/2022
The listings mark the official launch of the China-Switzerland Stock Connect programme. More than ten other companies have disclosed plans to issue GDRs in Switzerland.
RBNZ to Improve Readability of Bank Assurance Reports
28/07/2022
The RBNZ will implement changes designed to rationalise the structure of the assurance reports and improve their readability.
Securities / Derivatives
Taiwan FSC Allows Banks to Offer ‘One-Stop’ Investment Services
28/07/2022
Under new rules, bank customers will have the option to direct their bank to dispose of foreign securities obtained through the conversion of structured products.
Capital / Liquidity
Bangladesh Bank Relaxes Loan Rescheduling Policy
28/07/2022
Businesses can make a smaller down payment to reschedule their loans. Rescheduling will allowed up to four times, compared to three times previously.
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